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LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
NL
401
NVWM LLC
Pennsylvania
$9K +$4.13K +25 +86%
TCWM
402
Total Clarity Wealth Management
Illinois
$8K
APA
403
American Portfolios Advisors
New York
$7.68K +$3.14K +19 +66%
DHGWA
404
Dixon Hughes Goodman Wealth Advisors
North Carolina
$7K +$7.26K +44 New
CAM
405
ClariVest Asset Management
California
$6K -$5.32M -32,230 -100%
SFO
406
Standard Family Office
South Dakota
$6K +$6.11K +37 New
ACM
407
AUA Capital Management
Pennsylvania
$5K
BIA
408
Bell Investment Advisors
California
$5K
EARNEST Partners
409
EARNEST Partners
Georgia
$5K
TJHA
410
Thomas J. Herzfeld Advisors
Florida
$5K +$990 +6 +26%
CWP
411
Concord Wealth Partners
Virginia
$4K
IRAG
412
Investment Research & Advisory Group
Georgia
$4K
WT
413
Washington Trust
Rhode Island
$4K
WFS
414
Widmann Financial Services
Maryland
$4K +$5.12K +31 New
GWS
415
Glassman Wealth Services
Virginia
$3K +$1.49K +9 +82%
CB
416
CNB Bank
Pennsylvania
$3K +$3.14K +19 New
JWA
417
JFS Wealth Advisors
Pennsylvania
$3K +$3.47K +21 New
HFM
418
Harvest Fund Management
China
$2K -$39.1K -237 -93%
GWSG
419
GPS Wealth Strategies Group
Colorado
$2K
LF
420
Lee Financial
Texas
$2K
MPWT
421
MassMutual Private Wealth & Trust
Connecticut
$2K
DWA
422
Delos Wealth Advisors
Texas
$2K +$1.98K +12 New
SC
423
Schubert & Co
Texas
$2K +$2.15K +13 New
CFO
424
CVA Family Office
Colorado
$2K +$2.48K +15 New
VRS
425
Virginia Retirement Systems
Virginia
$1.19K +$132K +800 +12%

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.