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AUA Capital Management’s LPL Financial LPLA Stock Holding History

AUA Capital Management’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q1 		– Sell
-19
Closed -$4.11K – 226
2022
Q4 		$4.11K Sell
19
-5
-21% -$1.17K ﹤0.01% 197
2022
Q3 		$5K Sell
24
-6
-20% -$1.28K ﹤0.01% 196
2022
Q2 		$6K Sell
30
-1
-3% -$190 ﹤0.01% 192
2022
Q1 		$6K Hold
31
– – ﹤0.01% 198
2021
Q4 		$5K Hold
31
– – ﹤0.01% 199
2021
Q3 		$5K Hold
31
– – ﹤0.01% 193
2021
Q2 		$4K Hold
31
– – ﹤0.01% 212
2021
Q1 		$4K Hold
31
– – ﹤0.01% 222
2020
Q4 		$3K Hold
31
– – ﹤0.01% 229
2020
Q3 		$2K Buy
+31
New +$2.46K ﹤0.01% 239

Other funds holding LPLA

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return
Janus Henderson Group
Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return
WCM Investment Management
WCM Investment Management Laguna Beach, California $55.2B AUM 57.07% 1-Year Est. Return
Kayne Anderson Rudnick Investment Management
Kayne Anderson Rudnick Investment Management Los Angeles, California $32.2B AUM 10.98% 1-Year Est. Return
LPC
Lone Pine Capital Greenwich, Connecticut $16.4B AUM 99.7% 1-Year Est. Return
SC
Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return
Millennium Management
Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

AUA Capital Management's LPLA Position: Q1 2023 in Review

AUA Capital Management sold out of LPL Financial (LPLA) in Q1 2023, closing a stake of 19 shares — an estimated $4.11K sold.

AUA Capital Management first reported a position in LPLA in Q3 2020 and held it in 10 quarters. The position peaked at $6K in Q2 2022. 614 funds tracked by Wall St. Rank hold LPLA as of Q1 2023.

  • AUA Capital Management reported no remaining LPL Financial position as of Q1 2023 after selling out during the quarter.
  • AUA Capital Management sold 19 LPL Financial shares in Q1 2023, an estimated $4.11K.
  • AUA Capital Management first reported a position in LPL Financial in Q3 2020 and held it in 10 quarters.
  • AUA Capital Management's LPL Financial position peaked at $6K in Q2 2022.
  • 614 funds tracked by Wall St. Rank held LPL Financial as of Q1 2023.

Based on AUA Capital Management's 13F filing for Q1 2023, filed 20 Apr 2023.