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AUA Capital Management Portfolio holdings
AUM
$211M
Turnover
7.06%
1-Year Est. Return
13.71%
This Fund
S&P 500
This Quarter Est. Return
+1.88%
1 Year Est. Return
+13.71%
3 Year Est. Return
+70.25%
5 Year Est. Return
+72.31%
10 Year Est. Return
+189.5%
AUM
$211M
AUM Growth
-$4.52M
(-2.1%)
Cap. Flow
-$6.93M
Cap. Flow % of AUM
Cap. Flow %
-3.28%
Top 10 Holdings %
Top 10 Hldgs %
61.72%
Holding
85
New
1
Increased
–
Reduced
28
Closed
5
Avg Time Held
7.2
years
Top 10 Avg Time Held
4.3
years
Top 20 Avg Time Held
6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Accenture
ACN
|
+$253K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.8M |
| 2 |
The Kraft Heinz Company
KHC
|
+$638K |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$588K |
| 4 |
iShares National Muni Bond ETF
MUB
|
+$579K |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$502K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 69.13% |
| 2 | Technology | 8.52% |
| 3 | Communication Services | 5.19% |
| 4 | Consumer Discretionary | 4.56% |
| 5 | Consumer Staples | 4.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
State Street SPDR S&P 500 ETF Trust
SPY
$810B
| $62.1M | 29.41% |
81,480
-2,368
| -3% | -$1.8M |
2016 Q4
39 quarters
|
|
2
Apple
AAPL
$5.07T
| $12.2M | 5.79% |
36,713
| – | – |
2016 Q4
39 quarters
|
|
|
3
iShares MSCI EAFE ETF
EFA
$76.2B
| $11.6M | 5.5% |
111,761
-4,735
| -4% | -$502K |
2016 Q4
39 quarters
|
|
4
Amazon
AMZN
$2.68T
| $8.54M | 4.04% |
34,290
-734
| -2% | -$186K |
2016 Q4
39 quarters
|
|
5
iShares Short-Term National Muni Bond ETF
SUB
$12.8B
| $6.99M | 3.31% |
66,825
-370
| -0.6% | -$39.2K |
2020 Q4
23 quarters
|
|
6
Altria Group
MO
$124B
| $6.22M | 2.94% |
92,369
| – | – |
2017 Q2
37 quarters
|
|
|
7
iShares National Muni Bond ETF
MUB
$51.4B
| $5.92M | 2.8% |
58,591
-5,520
| -9% | -$579K |
2017 Q1
38 quarters
|
|
8
State Street Technology Select Sector SPDR ETF
XLK
$121B
| $5.83M | 2.76% |
29,770
-114
| -0.4% | -$21K |
2017 Q2
37 quarters
|
|
9
iShares Russell 2000 ETF
IWM
$79.1B
| $5.54M | 2.62% |
19,933
-861
| -4% | -$253K |
2016 Q4
39 quarters
|
|
10
Vanguard Morningstar Value ETF
VTV
$192B
| $5.37M | 2.54% |
24,863
-623
| -2% | -$138K |
2018 Q3
32 quarters
|
|
11
Alphabet (Google) Class C
GOOG
$3.88T
| $4.97M | 2.35% |
14,592
-587
| -4% | -$202K |
2016 Q4
39 quarters
|
|
12
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.51B
| $4.67M | 2.21% |
100,099
-384
| -0.4% | -$18.3K |
2022 Q2
17 quarters
|
|
13
Meta Platforms (Facebook)
META
$1.64T
| $4.32M | 2.04% |
5,952
-296
| -5% | -$185K |
2016 Q4
39 quarters
|
|
14
iShares Core S&P Mid-Cap ETF
IJH
$121B
| $3.9M | 1.85% |
54,256
-620
| -1% | -$46.8K |
2016 Q4
39 quarters
|
|
15
Microsoft
MSFT
$3.89T
| $3.87M | 1.83% |
7,553
-406
| -5% | -$188K |
2016 Q4
39 quarters
|
|
16
iShares Core US Aggregate Bond ETF
AGG
$139B
| $3.79M | 1.79% |
40,057
-173
| -0.4% | -$16.8K |
2016 Q4
39 quarters
|
|
|
17
iShares 1-3 Year Treasury Bond ETF
SHY
$27B
| $3.59M | 1.7% |
44,222
-7,193
| -14% | -$588K |
2016 Q4
39 quarters
|
|
18
SPDR Gold Trust
GLD
$135B
| $2.91M | 1.38% |
7,631
-185
| -2% | -$72.3K |
2016 Q4
39 quarters
|
|
19
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $2.55M | 1.21% |
36,069
| – | – |
2016 Q4
39 quarters
|
|
20
iShares Core S&P Small-Cap ETF
IJR
$104B
| $2.52M | 1.19% |
18,541
-856
| -4% | -$124K |
2016 Q4
39 quarters
|
|
21
Mastercard
MA
$546B
| $2.22M | 1.05% |
4,029
| – | – |
2017 Q2
37 quarters
|
|
22
Vanguard Short-Term Bond ETF
BSV
$45.7B
| $2.21M | 1.05% |
28,971
-3,108
| -10% | -$240K |
2017 Q1
38 quarters
|
|
23
iShares 3-7 Year Treasury Bond ETF
IEI
$17B
| $2.19M | 1.03% |
19,271
-93
| -0.5% | -$10.8K |
2017 Q1
38 quarters
|
|
24
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.1B
| $2.17M | 1.03% |
28,099
-55
| -0.2% | -$4.31K |
2017 Q1
38 quarters
|
|
25
iShares US Healthcare ETF
IYH
$4.4B
| $2.05M | 0.97% |
28,648
-445
| -2% | -$31.3K |
2018 Q3
32 quarters
|
|
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AUA Capital Management's Q3 2026 Portfolio in Review
As of Q3 2026, AUA Capital Management held 85 positions worth $211M, down 2.1% from $216M the previous quarter. Its ten largest holdings account for 62% of the portfolio.
AUA Capital Management withdrew a net $6.93M in Q3 2026, closing 5 positions and reducing 28 holdings. Its most notable exit was The Kraft Heinz Company, an estimated $638K position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 69% of assets, down from 70% a quarter earlier, followed by Technology and Communication Services.
Against the trend, AUA Capital Management opened a new position in Accenture worth $275K.
- AUA Capital Management's largest Q3 2026 buy was Accenture: 1,500 shares worth $275K.
- AUA Capital Management's biggest Q3 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.8M.
- AUA Capital Management fully exited The Kraft Heinz Company in Q3 2026, selling an estimated $638K.
- AUA Capital Management's ten largest holdings make up 62% of its $211M portfolio in Q3 2026.
- AUA Capital Management opened 1 new position and closed 5 in Q3 2026.
- AUA Capital Management's portfolio value fell 2.1% quarter-over-quarter to $211M.
Based on AUA Capital Management's 13F filing for Q3 2026, filed 15 Oct 2026.