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ACM

AUA Capital Management Portfolio holdings

AUM $196M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+3.03%
1 Year Est. Return
+18.71%
3 Year Est. Return
+53.46%
5 Year Est. Return
+59.15%
10 Year Est. Return
–
AUM
$109M
AUM Growth
-$2.48M
Cap. Flow
-$5.52M
Cap. Flow %
-5.07%
Top 10 Hldgs %
60.34%
Holding
209
New
1
Increased
4
Reduced
10
Closed
4

Top Buys

Rank Stock Value
1
BTI icon
British American Tobacco
BTI
+$626K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$179K
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$95.4K
4
MUB icon
iShares National Muni Bond ETF
MUB
+$79.9K
5
AMZN icon
Amazon
AMZN
+$49.1K

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.32M
2
RAI
Reynolds American Inc
RAI
+$1.2M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$881K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$401K
5
DD icon
DuPont de Nemours
DD
+$246K

Sector Composition

Rank Sector Weight
1 Financials 4.02%
2 Healthcare 3.55%
3 Technology 3.05%
4 Consumer Staples 2.83%
5 Consumer Discretionary 2.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$25.8M 23.75%
102,853
– –
EFA icon
2
iShares MSCI EAFE ETF
EFA
$76.4B
$10.9M 10.01%
158,985
– –
MUB icon
3
iShares National Muni Bond ETF
MUB
$45.1B
$5.42M 4.98%
48,911
+720
+1% +$79.9K
SHY icon
4
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$5.29M 4.86%
62,640
-39,215
-39% -$3.32M
IEF icon
5
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$4.04M 3.71%
37,912
– –
VCSH icon
6
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$3.17M 2.91%
39,514
-10,995
-22% -$881K
VEA icon
7
Vanguard FTSE Developed Markets ETF
VEA
$226B
$3.1M 2.84%
71,296
– –
AGG icon
8
iShares Core US Aggregate Bond ETF
AGG
$138B
$2.75M 2.52%
25,058
+1,630
+7% +$179K
IEI icon
9
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$2.69M 2.47%
21,783
-485
-2% -$60.1K
IJH icon
10
iShares Core S&P Mid-Cap ETF
IJH
$123B
$2.47M 2.27%
69,080
+2,740
+4% +$95.4K
HYG icon
11
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$2.25M 2.07%
25,380
-4,540
-15% -$401K
EEM icon
12
iShares MSCI Emerging Markets ETF
EEM
$28B
$2.08M 1.91%
46,467
– –
BND icon
13
Vanguard Total Bond Market
BND
$157B
$1.94M 1.78%
23,637
– –
GLD icon
14
SPDR Gold Trust
GLD
$131B
$1.76M 1.61%
14,445
-120
-0.8% -$14.6K
SHM icon
15
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.68M 1.54%
34,515
-2,229
-6% -$109K
IJR icon
16
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.66M 1.53%
22,426
– –
VCIT icon
17
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$1.64M 1.5%
18,594
– –
IWM icon
18
iShares Russell 2000 ETF
IWM
$80.9B
$1.43M 1.31%
9,622
– –
BSV icon
19
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.3M 1.2%
16,324
-1,380
-8% -$110K
AMZN icon
20
Amazon
AMZN
$2.5T
$1.15M 1.06%
23,900
+1,000
+4% +$49.1K
AAPL icon
21
Apple
AAPL
$4.89T
$974K 0.9%
25,272
– –
VXF icon
22
Vanguard Extended Market ETF
VXF
$30.3B
$768K 0.71%
7,168
– –
VYM icon
23
Vanguard High Dividend Yield ETF
VYM
$81.1B
$729K 0.67%
8,996
– –
CELG
24
DELISTED
Celgene Corp
CELG
$706K 0.65%
4,845
– –
GS icon
25
Goldman Sachs
GS
$313B
$660K 0.61%
2,784
– –
1
2 3 4 5

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PAM
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TF
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LWA
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SC
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AUA Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, AUA Capital Management held 209 positions worth $109M, down 2.2% from $111M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

AUA Capital Management withdrew a net $5.52M in Q3 2017, closing 4 positions and reducing 10 holdings. Its most notable exit was Reynolds American Inc, an estimated $1.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4% of assets, up from 3.7% a quarter earlier, followed by Healthcare and Technology.

Against the trend, AUA Capital Management opened a new position in British American Tobacco worth $606K.

  • AUA Capital Management's largest Q3 2017 buy was British American Tobacco: 9,697 shares worth $606K.
  • AUA Capital Management added most to iShares Core US Aggregate Bond ETF in Q3 2017, an estimated $179K increase.
  • AUA Capital Management's biggest Q3 2017 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.32M.
  • AUA Capital Management fully exited Reynolds American Inc in Q3 2017, selling an estimated $1.2M.
  • AUA Capital Management's ten largest holdings make up 60% of its $109M portfolio in Q3 2017.
  • AUA Capital Management opened 1 new position and closed 4 in Q3 2017.
  • AUA Capital Management's portfolio value fell 2.2% quarter-over-quarter to $109M.

Based on AUA Capital Management's 13F filing for Q3 2017, filed 20 Oct 2017.