We are live on ! Find out more
ACM

AUA Capital Management Portfolio holdings

AUM $196M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.37%
1 Year Est. Return
+18.71%
3 Year Est. Return
+53.46%
5 Year Est. Return
+59.15%
10 Year Est. Return
–
AUM
$120M
AUM Growth
+$20M
Cap. Flow
+$14M
Cap. Flow %
11.7%
Top 10 Hldgs %
63.29%
Holding
369
New
197
Increased
86
Reduced
1
Closed
4

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.35M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$1.22M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$794K
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$757K
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$438K

Top Sells

Rank Stock Value
1
TSQ icon
Townsquare Media
TSQ
+$283K
2
NVS icon
Novartis
NVS
+$9K
3
VXF icon
Vanguard Extended Market ETF
VXF
+$3.95K
4
ALC icon
Alcon
ALC
+$1K
5
VAL
Valaris plc Class A Ordinary Share
VAL
+$1K

Sector Composition

Rank Sector Weight
1 Technology 4.89%
2 Consumer Discretionary 4.48%
3 Financials 4.16%
4 Healthcare 3.13%
5 Consumer Staples 2.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$34.9M 29.04%
104,068
+7,083
+7% +$2.35M
EFA icon
2
iShares MSCI EAFE ETF
EFA
$76.4B
$8.87M 7.39%
139,405
+12,414
+10% +$794K
MUB icon
3
iShares National Muni Bond ETF
MUB
$45.1B
$6.63M 5.52%
57,164
+10,542
+23% +$1.22M
SHM icon
4
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$6.01M 5.01%
120,564
+54
+0% +$2.7K
SHY icon
5
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$4.67M 3.89%
54,024
+8,749
+19% +$757K
AMZN icon
6
Amazon
AMZN
$2.5T
$3.55M 2.96%
22,540
+1,100
+5% +$173K
BSV icon
7
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.18M 2.65%
38,331
+3,452
+10% +$287K
AAPL icon
8
Apple
AAPL
$4.89T
$2.98M 2.48%
25,748
+3,724
+17% +$406K
VCSH icon
9
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.69M 2.24%
32,484
+2,682
+9% +$222K
IEI icon
10
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$2.52M 2.1%
18,882
+3,278
+21% +$438K
IWM icon
11
iShares Russell 2000 ETF
IWM
$80.9B
$2.31M 1.92%
15,415
+2,571
+20% +$387K
XLK icon
12
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.97M 1.64%
33,716
+4,254
+14% +$240K
IJH icon
13
iShares Core S&P Mid-Cap ETF
IJH
$123B
$1.92M 1.6%
51,875
+9,400
+22% +$351K
AGG icon
14
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.73M 1.44%
14,668
+1,494
+11% +$177K
GLD icon
15
SPDR Gold Trust
GLD
$131B
$1.69M 1.41%
9,551
+1,582
+20% +$284K
VCIT icon
16
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$1.59M 1.33%
16,621
+1,602
+11% +$154K
VEA icon
17
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.46M 1.22%
35,775
– –
IJR icon
18
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.46M 1.22%
20,790
– –
VTV icon
19
Vanguard Value ETF
VTV
$189B
$1.28M 1.06%
12,208
+951
+8% +$99.7K
IYH icon
20
iShares US Healthcare ETF
IYH
$3.11B
$1.19M 0.99%
26,100
+2,390
+10% +$108K
MA icon
21
Mastercard
MA
$477B
$1.18M 0.98%
3,485
– –
BND icon
22
Vanguard Total Bond Market
BND
$157B
$1.09M 0.91%
12,404
+1,574
+15% +$140K
MSFT icon
23
Microsoft
MSFT
$2.84T
$924K 0.77%
4,394
+744
+20% +$156K
VXF icon
24
Vanguard Extended Market ETF
VXF
$30.3B
$876K 0.73%
6,750
-31
-0.5% -$3.95K
PYPL icon
25
PayPal
PYPL
$49.5B
$802K 0.67%
4,068
+1,000
+33% +$188K
1
2 3 4 5

Similar funds

CPRPA
Cerity Partners Retirement Plan Advisors New York $196M AUM
MAMF
Mirabaud Asset Management (France) Paris, France $196M AUM
PAM
Peninsula Asset Management Bradenton, Florida $196M AUM 10.62% 1-Year Est. Return
TF
Tudor Financial Dayton, Ohio $196M AUM 19.08% 1-Year Est. Return
CA
Continental Advisors Park City, Utah $196M AUM 24.19% 1-Year Est. Return
LWA
Legacy Wealth Advisors Miami, Florida $196M AUM
NWA
Navis Wealth Advisors Rye Brook, New York $196M AUM 33.05% 1-Year Est. Return
SC
Scholtz & Company Stamford, Connecticut $195M AUM 12.04% 1-Year Est. Return

AUA Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, AUA Capital Management held 369 positions worth $120M, up 20% from $100M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

AUA Capital Management deployed $14M of net new capital in Q3 2020, opening 197 new positions and adding to 86 existing holdings. Its largest new stake was Visa: 1,340 shares worth $268K.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 4% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $3.95K trimmed.

  • AUA Capital Management's largest Q3 2020 buy was Visa: 1,340 shares worth $268K.
  • AUA Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $2.35M increase.
  • AUA Capital Management's biggest Q3 2020 reduction was Vanguard Extended Market ETF, cutting an estimated $3.95K.
  • AUA Capital Management fully exited Townsquare Media in Q3 2020, selling an estimated $283K.
  • AUA Capital Management's ten largest holdings make up 63% of its $120M portfolio in Q3 2020.
  • AUA Capital Management opened 197 new positions and closed 4 in Q3 2020.
  • AUA Capital Management's portfolio value rose 20% quarter-over-quarter to $120M.

Based on AUA Capital Management's 13F filing for Q3 2020, filed 12 Nov 2020.