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ACM

AUA Capital Management Portfolio holdings

AUM $196M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+18.71%
3 Year Est. Return
+53.46%
5 Year Est. Return
+59.15%
10 Year Est. Return
–
AUM
$170M
AUM Growth
+$12.5M
Cap. Flow
+$2.79M
Cap. Flow %
1.64%
Top 10 Hldgs %
60.59%
Holding
364
New
8
Increased
84
Reduced
53
Closed
4

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$341K
2
JPM icon
JPMorgan Chase
JPM
+$297K
3
CVX icon
Chevron
CVX
+$274K
4
MO icon
Altria Group
MO
+$258K
5
MA icon
Mastercard
MA
+$252K

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$323K
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$221K
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$132K
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$131K
5
VTV icon
Vanguard Value ETF
VTV
+$118K

Sector Composition

Rank Sector Weight
1 Technology 6.36%
2 Financials 4.36%
3 Consumer Discretionary 3.78%
4 Healthcare 2.98%
5 Communication Services 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$47.7M 28.01%
100,508
+742
+0.7% +$341K
EFA icon
2
iShares MSCI EAFE ETF
EFA
$76.4B
$10.3M 6.03%
130,667
-2,793
-2% -$221K
SUB icon
3
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$9.46M 5.55%
88,155
+1,834
+2% +$197K
MUB icon
4
iShares National Muni Bond ETF
MUB
$45.1B
$6.96M 4.08%
59,859
+580
+1% +$67.3K
SHY icon
5
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$6.1M 3.58%
71,343
+1,215
+2% +$104K
AAPL icon
6
Apple
AAPL
$4.89T
$5.9M 3.46%
33,244
– –
SHM icon
7
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$5.58M 3.28%
113,511
-2,684
-2% -$132K
IWM icon
8
iShares Russell 2000 ETF
IWM
$80.9B
$4.01M 2.35%
18,012
+332
+2% +$75K
AMZN icon
9
Amazon
AMZN
$2.5T
$3.79M 2.22%
22,740
+200
+0.9% +$34.2K
IJH icon
10
iShares Core S&P Mid-Cap ETF
IJH
$123B
$3.45M 2.02%
60,860
-285
-0.5% -$15.9K
XLK icon
11
State Street Technology Select Sector SPDR ETF
XLK
$115B
$3.22M 1.89%
37,016
-1,588
-4% -$131K
BSV icon
12
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.07M 1.8%
38,031
-245
-0.6% -$19.9K
VCSH icon
13
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.76M 1.62%
33,993
+528
+2% +$43.1K
IEI icon
14
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$2.48M 1.45%
19,242
+137
+0.7% +$17.7K
VTV icon
15
Vanguard Value ETF
VTV
$189B
$2.2M 1.29%
14,941
-828
-5% -$118K
IJR icon
16
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.06M 1.21%
17,955
-2,835
-14% -$323K
IYH icon
17
iShares US Healthcare ETF
IYH
$3.11B
$1.89M 1.11%
31,480
-170
-0.5% -$9.71K
VEA icon
18
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.83M 1.07%
35,775
– –
GLD icon
19
SPDR Gold Trust
GLD
$131B
$1.74M 1.02%
10,197
+60
+0.6% +$10.1K
MSFT icon
20
Microsoft
MSFT
$2.84T
$1.73M 1.02%
5,146
+753
+17% +$244K
VXF icon
21
Vanguard Extended Market ETF
VXF
$30.3B
$1.72M 1.01%
9,417
+232
+3% +$43.6K
AGG icon
22
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.64M 0.96%
14,409
+134
+0.9% +$15.3K
MA icon
23
Mastercard
MA
$477B
$1.51M 0.89%
4,213
+728
+21% +$252K
GOOG icon
24
Alphabet (Google) Class C
GOOG
$3.9T
$1.5M 0.88%
10,400
– –
VCIT icon
25
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$1.46M 0.86%
15,784
+203
+1% +$19K
1
2 3 4 5

Similar funds

CPRPA
Cerity Partners Retirement Plan Advisors New York $196M AUM
MAMF
Mirabaud Asset Management (France) Paris, France $196M AUM
PAM
Peninsula Asset Management Bradenton, Florida $196M AUM 10.62% 1-Year Est. Return
TF
Tudor Financial Dayton, Ohio $196M AUM 19.08% 1-Year Est. Return
CA
Continental Advisors Park City, Utah $196M AUM 24.19% 1-Year Est. Return
LWA
Legacy Wealth Advisors Miami, Florida $196M AUM
NWA
Navis Wealth Advisors Rye Brook, New York $196M AUM 33.05% 1-Year Est. Return
SC
Scholtz & Company Stamford, Connecticut $195M AUM 12.04% 1-Year Est. Return

AUA Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, AUA Capital Management held 364 positions worth $170M, up 7.9% from $158M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Trading was light in Q4 2021: portfolio turnover was 3.3%. AUA Capital Management opened 8 new positions and exited 4, leaving the 364-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 6.4% of assets, up from 5.4% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AUA Capital Management's largest Q4 2021 buy was Deere & Co: 100 shares worth $34K.
  • AUA Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $341K increase.
  • AUA Capital Management's biggest Q4 2021 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $323K.
  • AUA Capital Management fully exited Zurn Elkay Water Solutions in Q4 2021, selling an estimated $4K.
  • AUA Capital Management's ten largest holdings make up 61% of its $170M portfolio in Q4 2021.
  • AUA Capital Management opened 8 new positions and closed 4 in Q4 2021.
  • AUA Capital Management's portfolio value rose 7.9% quarter-over-quarter to $170M.

Based on AUA Capital Management's 13F filing for Q4 2021, filed 11 Feb 2022.