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ACM

AUA Capital Management Portfolio holdings

AUM $196M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.47%
1 Year Est. Return
+18.71%
3 Year Est. Return
+53.46%
5 Year Est. Return
+59.15%
10 Year Est. Return
–
AUM
$147M
AUM Growth
-$4.15M
Cap. Flow
-$12M
Cap. Flow %
-8.14%
Top 10 Hldgs %
57.17%
Holding
375
New
8
Increased
62
Reduced
53
Closed
25

Top Buys

Rank Stock Value
1
MO icon
Altria Group
MO
+$1.62M
2
ZIM icon
ZIM Integrated Shipping Services
ZIM
+$712K
3
AAPL icon
Apple
AAPL
+$164K
4
MDLZ icon
Mondelez International
MDLZ
+$137K
5
MSFT icon
Microsoft
MSFT
+$128K

Top Sells

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$12.6M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.56M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$121K
4
CDNS icon
Cadence Design Systems
CDNS
+$78K
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$43.3K

Sector Composition

Rank Sector Weight
1 Technology 6.11%
2 Consumer Staples 5.62%
3 Financials 4.03%
4 Healthcare 3.3%
5 Consumer Discretionary 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$36.7M 24.92%
95,958
-6,659
-6% -$2.56M
EFA icon
2
iShares MSCI EAFE ETF
EFA
$76.4B
$8.18M 5.55%
124,563
-1,935
-2% -$121K
SUB icon
3
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$7.22M 4.91%
69,266
-121,797
-64% -$12.6M
MUB icon
4
iShares National Muni Bond ETF
MUB
$45.1B
$7.15M 4.85%
67,717
+36
+0.1% +$3.75K
SHY icon
5
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$5.3M 3.6%
65,282
+574
+0.9% +$46.6K
AAPL icon
6
Apple
AAPL
$4.89T
$5.02M 3.41%
38,611
+1,147
+3% +$164K
SHM icon
7
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$4.96M 3.37%
105,681
-930
-0.9% -$43.3K
MO icon
8
Altria Group
MO
$122B
$3.46M 2.35%
75,724
+35,693
+89% +$1.62M
IWM icon
9
iShares Russell 2000 ETF
IWM
$80.9B
$3.27M 2.22%
18,754
+140
+0.8% +$24.9K
IJH icon
10
iShares Core S&P Mid-Cap ETF
IJH
$123B
$2.93M 1.99%
60,510
+2,080
+4% +$100K
AMZN icon
11
Amazon
AMZN
$2.5T
$2.87M 1.95%
34,214
– –
BSV icon
12
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.76M 1.88%
36,681
-241
-0.7% -$18.1K
VCSH icon
13
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.52M 1.71%
33,563
-227
-0.7% -$17K
VTV icon
14
Vanguard Value ETF
VTV
$189B
$2.38M 1.61%
16,939
+280
+2% +$38.6K
XLK icon
15
State Street Technology Select Sector SPDR ETF
XLK
$115B
$2.31M 1.57%
37,108
+396
+1% +$25.1K
IEI icon
16
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$2.01M 1.36%
17,462
-127
-0.7% -$14.6K
MSFT icon
17
Microsoft
MSFT
$2.84T
$1.98M 1.35%
8,263
+533
+7% +$128K
IYH icon
18
iShares US Healthcare ETF
IYH
$3.11B
$1.86M 1.26%
32,740
+275
+0.8% +$15.2K
IJR icon
19
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.65M 1.12%
17,393
-177
-1% -$17K
GLD icon
20
SPDR Gold Trust
GLD
$131B
$1.53M 1.04%
9,021
-82
-0.9% -$13.2K
GOOG icon
21
Alphabet (Google) Class C
GOOG
$3.9T
$1.5M 1.02%
16,952
+461
+3% +$44K
VEA icon
22
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.5M 1.02%
35,775
– –
AGG icon
23
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.44M 0.98%
14,832
-52
-0.3% -$5.03K
VIG icon
24
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.3M 0.88%
8,547
+749
+10% +$112K
VXF icon
25
Vanguard Extended Market ETF
VXF
$30.3B
$1.29M 0.88%
9,715
– –
1
2 3 4 5

Similar funds

CPRPA
Cerity Partners Retirement Plan Advisors New York $196M AUM
MAMF
Mirabaud Asset Management (France) Paris, France $196M AUM
PAM
Peninsula Asset Management Bradenton, Florida $196M AUM 10.62% 1-Year Est. Return
TF
Tudor Financial Dayton, Ohio $196M AUM 19.08% 1-Year Est. Return
CA
Continental Advisors Park City, Utah $196M AUM 24.19% 1-Year Est. Return
LWA
Legacy Wealth Advisors Miami, Florida $196M AUM
NWA
Navis Wealth Advisors Rye Brook, New York $196M AUM 33.05% 1-Year Est. Return
SC
Scholtz & Company Stamford, Connecticut $195M AUM 12.04% 1-Year Est. Return

AUA Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, AUA Capital Management held 375 positions worth $147M, down 2.7% from $151M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

AUA Capital Management withdrew a net $12M in Q4 2022, closing 25 positions and reducing 53 holdings. Its most notable exit was Cadence Design Systems, an estimated $78K position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 5.9% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, AUA Capital Management opened a new position in ZIM Integrated Shipping Services worth $550K.

  • AUA Capital Management's largest Q4 2022 buy was ZIM Integrated Shipping Services: 31,991 shares worth $550K.
  • AUA Capital Management added most to Altria Group in Q4 2022, an estimated $1.62M increase.
  • AUA Capital Management's biggest Q4 2022 reduction was iShares Short-Term National Muni Bond ETF, cutting an estimated $12.6M.
  • AUA Capital Management fully exited Cadence Design Systems in Q4 2022, selling an estimated $78K.
  • AUA Capital Management's ten largest holdings make up 57% of its $147M portfolio in Q4 2022.
  • AUA Capital Management opened 8 new positions and closed 25 in Q4 2022.
  • AUA Capital Management's portfolio value fell 2.7% quarter-over-quarter to $147M.

Based on AUA Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.