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ACM

AUA Capital Management Portfolio holdings

AUM $196M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+10.17%
1 Year Est. Return
+18.71%
3 Year Est. Return
+53.46%
5 Year Est. Return
+59.15%
10 Year Est. Return
–
AUM
$140M
AUM Growth
+$20.1M
Cap. Flow
+$8.05M
Cap. Flow %
5.74%
Top 10 Hldgs %
62.61%
Holding
378
New
13
Increased
64
Reduced
69
Closed
11

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$8.39M
2
VXF icon
Vanguard Extended Market ETF
VXF
+$44.3K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.1K
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.1K
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$19.7K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$235K
2
MUB icon
iShares National Muni Bond ETF
MUB
+$90.8K
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$74.9K
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$74K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$46.3K

Sector Composition

Rank Sector Weight
1 Technology 4.79%
2 Financials 4.25%
3 Consumer Discretionary 3.99%
4 Healthcare 2.95%
5 Communication Services 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$38.7M 27.6%
103,405
-663
-0.6% -$235K
EFA icon
2
iShares MSCI EAFE ETF
EFA
$76.4B
$10.2M 7.29%
140,006
+601
+0.4% +$41.1K
SUB icon
3
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$8.4M 6%
+77,724
New +$8.39M
MUB icon
4
iShares National Muni Bond ETF
MUB
$45.1B
$6.61M 4.72%
56,382
-782
-1% -$90.8K
SHM icon
5
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$5.98M 4.27%
120,194
-370
-0.3% -$18.4K
SHY icon
6
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$4.59M 3.28%
53,167
-857
-2% -$74K
AMZN icon
7
Amazon
AMZN
$2.5T
$3.67M 2.62%
22,540
– –
AAPL icon
8
Apple
AAPL
$4.89T
$3.42M 2.44%
25,748
– –
BSV icon
9
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.1M 2.22%
37,427
-904
-2% -$74.9K
IWM icon
10
iShares Russell 2000 ETF
IWM
$80.9B
$3.05M 2.18%
15,570
+155
+1% +$27.1K
VCSH icon
11
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.7M 1.93%
32,484
– –
IEI icon
12
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$2.5M 1.79%
18,833
-49
-0.3% -$6.51K
IJH icon
13
iShares Core S&P Mid-Cap ETF
IJH
$123B
$2.4M 1.71%
52,115
+240
+0.5% +$10.1K
XLK icon
14
State Street Technology Select Sector SPDR ETF
XLK
$115B
$2.21M 1.58%
34,040
+324
+1% +$19.7K
IJR icon
15
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.91M 1.36%
20,790
– –
GLD icon
16
SPDR Gold Trust
GLD
$131B
$1.71M 1.22%
9,587
+36
+0.4% +$6.34K
VEA icon
17
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.69M 1.21%
35,775
– –
AGG icon
18
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.69M 1.2%
14,275
-393
-3% -$46.3K
VCIT icon
19
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$1.61M 1.15%
16,621
– –
VTV icon
20
Vanguard Value ETF
VTV
$189B
$1.45M 1.03%
12,172
-36
-0.3% -$4.05K
IYH icon
21
iShares US Healthcare ETF
IYH
$3.11B
$1.29M 0.92%
26,290
+190
+0.7% +$8.97K
MA icon
22
Mastercard
MA
$477B
$1.24M 0.89%
3,485
– –
VXF icon
23
Vanguard Extended Market ETF
VXF
$30.3B
$1.16M 0.83%
7,049
+299
+4% +$44.3K
BND icon
24
Vanguard Total Bond Market
BND
$157B
$1.09M 0.78%
12,401
-3
-0% -$264
MSFT icon
25
Microsoft
MSFT
$2.84T
$977K 0.7%
4,393
-1
-0% -$215
1
2 3 4 5

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MAMF
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PAM
Peninsula Asset Management Bradenton, Florida $196M AUM 10.62% 1-Year Est. Return
TF
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CA
Continental Advisors Park City, Utah $196M AUM 24.19% 1-Year Est. Return
LWA
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NWA
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SC
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AUA Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, AUA Capital Management held 378 positions worth $140M, up 17% from $120M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

AUA Capital Management deployed $8.05M of net new capital in Q4 2020, opening 13 new positions and adding to 64 existing holdings. Its largest new stake was iShares Short-Term National Muni Bond ETF: 77,724 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, down from 4.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $235K trimmed.

  • AUA Capital Management's largest Q4 2020 buy was iShares Short-Term National Muni Bond ETF: 77,724 shares worth $8.4M.
  • AUA Capital Management added most to Vanguard Extended Market ETF in Q4 2020, an estimated $44.3K increase.
  • AUA Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $235K.
  • AUA Capital Management fully exited IQVIA in Q4 2020, selling an estimated $2K.
  • AUA Capital Management's ten largest holdings make up 63% of its $140M portfolio in Q4 2020.
  • AUA Capital Management opened 13 new positions and closed 11 in Q4 2020.
  • AUA Capital Management's portfolio value rose 17% quarter-over-quarter to $140M.

Based on AUA Capital Management's 13F filing for Q4 2020, filed 9 Feb 2021.