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ACM

AUA Capital Management Portfolio holdings

AUM $196M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-0.4%
1 Year Est. Return
+18.71%
3 Year Est. Return
+53.46%
5 Year Est. Return
+59.15%
10 Year Est. Return
–
AUM
$158M
AUM Growth
-$3.78M
Cap. Flow
-$2.92M
Cap. Flow %
-1.85%
Top 10 Hldgs %
61.19%
Holding
361
New
15
Increased
50
Reduced
65
Closed
5

Top Buys

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$183K
2
VUG icon
Vanguard Growth ETF
VUG
+$125K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$124K
4
VT icon
Vanguard Total World Stock ETF
VT
+$105K
5
TIP icon
iShares TIPS Bond ETF
TIP
+$75.2K

Top Sells

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.19M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.12M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$652K
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$262K
5
MUB icon
iShares National Muni Bond ETF
MUB
+$179K

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Financials 4.35%
3 Consumer Discretionary 3.75%
4 Healthcare 2.71%
5 Communication Services 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$42.8M 27.1%
99,766
-2,535
-2% -$1.12M
EFA icon
2
iShares MSCI EAFE ETF
EFA
$76.4B
$10.4M 6.59%
133,460
-8,151
-6% -$652K
SUB icon
3
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$9.29M 5.88%
86,321
-11,024
-11% -$1.19M
MUB icon
4
iShares National Muni Bond ETF
MUB
$45.1B
$6.89M 4.36%
59,279
-1,529
-3% -$179K
SHY icon
5
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$6.04M 3.82%
70,128
+10
+0% +$862
SHM icon
6
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$5.74M 3.63%
116,195
-5,285
-4% -$262K
AAPL icon
7
Apple
AAPL
$4.89T
$4.7M 2.98%
33,244
– –
IWM icon
8
iShares Russell 2000 ETF
IWM
$80.9B
$3.87M 2.45%
17,680
-14
-0.1% -$3.1K
AMZN icon
9
Amazon
AMZN
$2.5T
$3.7M 2.34%
22,540
– –
IJH icon
10
iShares Core S&P Mid-Cap ETF
IJH
$123B
$3.22M 2.04%
61,145
– –
BSV icon
11
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.14M 1.99%
38,276
+332
+0.9% +$27.3K
XLK icon
12
State Street Technology Select Sector SPDR ETF
XLK
$115B
$2.88M 1.82%
38,604
-22
-0.1% -$1.7K
VCSH icon
13
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.76M 1.75%
33,465
+332
+1% +$27.4K
IEI icon
14
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$2.49M 1.57%
19,105
+76
+0.4% +$9.97K
IJR icon
15
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.27M 1.44%
20,790
– –
VTV icon
16
Vanguard Value ETF
VTV
$189B
$2.13M 1.35%
15,769
– –
VEA icon
17
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.81M 1.14%
35,775
– –
IYH icon
18
iShares US Healthcare ETF
IYH
$3.11B
$1.75M 1.11%
31,650
– –
VXF icon
19
Vanguard Extended Market ETF
VXF
$30.3B
$1.68M 1.06%
9,185
+983
+12% +$183K
GLD icon
20
SPDR Gold Trust
GLD
$131B
$1.67M 1.05%
10,137
+259
+3% +$43.4K
AGG icon
21
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.64M 1.04%
14,275
– –
VCIT icon
22
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$1.47M 0.93%
15,581
-939
-6% -$89.6K
GOOG icon
23
Alphabet (Google) Class C
GOOG
$3.9T
$1.39M 0.88%
10,400
– –
MSFT icon
24
Microsoft
MSFT
$2.84T
$1.24M 0.78%
4,393
– –
MA icon
25
Mastercard
MA
$477B
$1.21M 0.77%
3,485
– –
1
2 3 4 5

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AUA Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, AUA Capital Management held 361 positions worth $158M, down 2.3% from $162M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

AUA Capital Management's Q3 2021 filing shows 15 new, 50 increased, 65 reduced and 5 closed positions. Its largest new stake was iShares TIPS Bond ETF: 583 shares worth $74K. The largest sale was iShares Short-Term National Muni Bond ETF, an estimated $1.19M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5.2% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AUA Capital Management's largest Q3 2021 buy was iShares TIPS Bond ETF: 583 shares worth $74K.
  • AUA Capital Management added most to Vanguard Extended Market ETF in Q3 2021, an estimated $183K increase.
  • AUA Capital Management's biggest Q3 2021 reduction was iShares Short-Term National Muni Bond ETF, cutting an estimated $1.19M.
  • AUA Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $7K.
  • AUA Capital Management's ten largest holdings make up 61% of its $158M portfolio in Q3 2021.
  • AUA Capital Management opened 15 new positions and closed 5 in Q3 2021.
  • AUA Capital Management's portfolio value fell 2.3% quarter-over-quarter to $158M.

Based on AUA Capital Management's 13F filing for Q3 2021, filed 9 Nov 2021.