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ACM

AUA Capital Management Portfolio holdings

AUM $196M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+5.4%
1 Year Est. Return
+18.71%
3 Year Est. Return
+53.46%
5 Year Est. Return
+59.15%
10 Year Est. Return
–
AUM
$162M
AUM Growth
+$9.67M
Cap. Flow
+$1.64M
Cap. Flow %
1.01%
Top 10 Hldgs %
62.08%
Holding
369
New
6
Increased
55
Reduced
70
Closed
23

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$2.12M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$697K
3
VXF icon
Vanguard Extended Market ETF
VXF
+$194K
4
VUG icon
Vanguard Growth ETF
VUG
+$129K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$127K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.24M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$491K
3
AXP icon
American Express
AXP
+$78.3K
4
XOM icon
ExxonMobil
XOM
+$47.8K
5
WFC icon
Wells Fargo
WFC
+$44.7K

Sector Composition

Rank Sector Weight
1 Technology 5.2%
2 Financials 4.31%
3 Consumer Discretionary 3.75%
4 Healthcare 2.77%
5 Communication Services 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$43.8M 27.07%
102,301
-2,981
-3% -$1.24M
EFA icon
2
iShares MSCI EAFE ETF
EFA
$76.4B
$11.2M 6.91%
141,611
-6,187
-4% -$491K
SUB icon
3
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$10.5M 6.49%
97,345
+19,621
+25% +$2.12M
MUB icon
4
iShares National Muni Bond ETF
MUB
$45.1B
$7.13M 4.41%
60,808
+407
+0.7% +$47.6K
SHY icon
5
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$6.04M 3.73%
70,118
+8,083
+13% +$697K
SHM icon
6
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$6.02M 3.72%
121,480
+1,613
+1% +$80K
AAPL icon
7
Apple
AAPL
$4.89T
$4.55M 2.81%
33,244
– –
IWM icon
8
iShares Russell 2000 ETF
IWM
$80.9B
$4.06M 2.51%
17,694
-19
-0.1% -$4.27K
AMZN icon
9
Amazon
AMZN
$2.5T
$3.88M 2.4%
22,540
– –
IJH icon
10
iShares Core S&P Mid-Cap ETF
IJH
$123B
$3.29M 2.03%
61,145
– –
BSV icon
11
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.12M 1.93%
37,944
+971
+3% +$79.9K
XLK icon
12
State Street Technology Select Sector SPDR ETF
XLK
$115B
$2.85M 1.76%
38,626
– –
VCSH icon
13
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.74M 1.69%
33,133
+904
+3% +$74.7K
IEI icon
14
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$2.48M 1.54%
19,029
+200
+1% +$26.1K
IJR icon
15
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.35M 1.45%
20,790
– –
VTV icon
16
Vanguard Value ETF
VTV
$189B
$2.17M 1.34%
15,769
– –
VEA icon
17
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.84M 1.14%
35,775
– –
IYH icon
18
iShares US Healthcare ETF
IYH
$3.11B
$1.73M 1.07%
31,650
– –
AGG icon
19
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.65M 1.02%
14,275
– –
GLD icon
20
SPDR Gold Trust
GLD
$131B
$1.64M 1.01%
9,878
+252
+3% +$42.8K
VCIT icon
21
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$1.57M 0.97%
16,520
– –
VXF icon
22
Vanguard Extended Market ETF
VXF
$30.3B
$1.55M 0.96%
8,202
+1,059
+15% +$194K
GOOG icon
23
Alphabet (Google) Class C
GOOG
$3.9T
$1.3M 0.81%
10,400
– –
MA icon
24
Mastercard
MA
$477B
$1.27M 0.79%
3,485
– –
MSFT icon
25
Microsoft
MSFT
$2.84T
$1.19M 0.74%
4,393
– –
1
2 3 4 5

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PAM
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TF
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CA
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LWA
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SC
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AUA Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, AUA Capital Management held 369 positions worth $162M, up 6.4% from $152M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

AUA Capital Management's Q2 2021 filing shows 6 new, 55 increased, 70 reduced and 23 closed positions. Its largest new stake was Clever Leaves Holdings Inc. Warrant: 53,234 shares worth $111K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.24M.

By sector, the portfolio is most concentrated in Technology at 5.2% of assets, up from 5.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AUA Capital Management's largest Q2 2021 buy was Clever Leaves Holdings Inc. Warrant: 53,234 shares worth $111K.
  • AUA Capital Management added most to iShares Short-Term National Muni Bond ETF in Q2 2021, an estimated $2.12M increase.
  • AUA Capital Management's biggest Q2 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.24M.
  • AUA Capital Management fully exited Barclays in Q2 2021, selling an estimated $16K.
  • AUA Capital Management's ten largest holdings make up 62% of its $162M portfolio in Q2 2021.
  • AUA Capital Management opened 6 new positions and closed 23 in Q2 2021.
  • AUA Capital Management's portfolio value rose 6.4% quarter-over-quarter to $162M.

Based on AUA Capital Management's 13F filing for Q2 2021, filed 29 Jul 2021.