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ACM

AUA Capital Management Portfolio holdings

AUM $196M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+9.29%
1 Year Est. Return
+18.71%
3 Year Est. Return
+53.46%
5 Year Est. Return
+59.15%
10 Year Est. Return
–
AUM
$161M
AUM Growth
+$22.4M
Cap. Flow
+$9.54M
Cap. Flow %
5.94%
Top 10 Hldgs %
61.04%
Holding
82
New
6
Increased
34
Reduced
9
Closed
1

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.96M
2
VTV icon
Vanguard Value ETF
VTV
+$878K
3
MO icon
Altria Group
MO
+$688K
4
ARCC icon
Ares Capital
ARCC
+$514K
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$480K

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$413K
2
ZIM icon
ZIM Integrated Shipping Services
ZIM
+$179K
3
PFE icon
Pfizer
PFE
+$147K
4
BND icon
Vanguard Total Bond Market
BND
+$61.1K
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$44.4K

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Consumer Staples 4.85%
3 Consumer Discretionary 4.41%
4 Financials 3.54%
5 Communication Services 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$44M 27.39%
92,600
+6,656
+8% +$2.96M
EFA icon
2
iShares MSCI EAFE ETF
EFA
$76.4B
$9.35M 5.82%
124,037
+5,232
+4% +$370K
AAPL icon
3
Apple
AAPL
$4.89T
$7.52M 4.68%
39,082
+226
+0.6% +$41.7K
SUB icon
4
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$7.23M 4.5%
68,554
+3,852
+6% +$401K
MUB icon
5
iShares National Muni Bond ETF
MUB
$45.1B
$6.77M 4.21%
62,440
+3,997
+7% +$418K
AMZN icon
6
Amazon
AMZN
$2.5T
$5.66M 3.52%
37,260
+80
+0.2% +$11.2K
SHM icon
7
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$5.38M 3.35%
112,664
+10,236
+10% +$480K
SHY icon
8
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$4.69M 2.92%
57,154
+3,921
+7% +$319K
IWM icon
9
iShares Russell 2000 ETF
IWM
$80.9B
$3.73M 2.32%
18,593
+2,237
+14% +$401K
MO icon
10
Altria Group
MO
$122B
$3.73M 2.32%
92,369
+16,645
+22% +$688K
VTV icon
11
Vanguard Value ETF
VTV
$189B
$3.35M 2.09%
22,419
+6,243
+39% +$878K
XLK icon
12
State Street Technology Select Sector SPDR ETF
XLK
$115B
$3.33M 2.07%
34,622
+1,920
+6% +$171K
IJH icon
13
iShares Core S&P Mid-Cap ETF
IJH
$123B
$3.28M 2.04%
59,175
+3,745
+7% +$190K
MSFT icon
14
Microsoft
MSFT
$2.84T
$3.09M 1.92%
8,224
+52
+0.6% +$18.5K
BSV icon
15
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.7M 1.68%
35,026
+1,589
+5% +$120K
VCSH icon
16
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.46M 1.53%
31,731
+1,476
+5% +$112K
GOOG icon
17
Alphabet (Google) Class C
GOOG
$3.9T
$2.24M 1.39%
15,881
+25
+0.2% +$3.39K
META icon
18
Meta Platforms (Facebook)
META
$1.51T
$2.21M 1.38%
6,248
– –
IJR icon
19
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.05M 1.27%
18,897
+71
+0.4% +$6.84K
IEI icon
20
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1.88M 1.17%
16,083
+918
+6% +$105K
IYH icon
21
iShares US Healthcare ETF
IYH
$3.11B
$1.85M 1.15%
32,380
+1,650
+5% +$89.8K
MA icon
22
Mastercard
MA
$477B
$1.83M 1.14%
4,284
+34
+0.8% +$13.7K
VEA icon
23
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.71M 1.07%
35,775
+8,944
+33% +$400K
VXF icon
24
Vanguard Extended Market ETF
VXF
$30.3B
$1.55M 0.96%
9,397
-80
-0.8% -$11.8K
AGG icon
25
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.52M 0.95%
15,304
+2,795
+22% +$266K
1
2 3 4

Similar funds

CPRPA
Cerity Partners Retirement Plan Advisors New York $196M AUM
MAMF
Mirabaud Asset Management (France) Paris, France $196M AUM
PAM
Peninsula Asset Management Bradenton, Florida $196M AUM 10.62% 1-Year Est. Return
TF
Tudor Financial Dayton, Ohio $196M AUM 19.08% 1-Year Est. Return
CA
Continental Advisors Park City, Utah $196M AUM 24.19% 1-Year Est. Return
LWA
Legacy Wealth Advisors Miami, Florida $196M AUM
NWA
Navis Wealth Advisors Rye Brook, New York $196M AUM 33.05% 1-Year Est. Return
SC
Scholtz & Company Stamford, Connecticut $195M AUM 12.04% 1-Year Est. Return

AUA Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, AUA Capital Management held 82 positions worth $161M, up 16% from $138M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

AUA Capital Management deployed $9.54M of net new capital in Q4 2023, opening 6 new positions and adding to 34 existing holdings. Its largest new stake was Ares Capital: 26,355 shares worth $528K.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.3% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

On the sell side, the largest reduction was ZIM Integrated Shipping Services, an estimated $179K trimmed.

  • AUA Capital Management's largest Q4 2023 buy was Ares Capital: 26,355 shares worth $528K.
  • AUA Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $2.96M increase.
  • AUA Capital Management's biggest Q4 2023 reduction was ZIM Integrated Shipping Services, cutting an estimated $179K.
  • AUA Capital Management fully exited PayPal in Q4 2023, selling an estimated $413K.
  • AUA Capital Management's ten largest holdings make up 61% of its $161M portfolio in Q4 2023.
  • AUA Capital Management opened 6 new positions and closed 1 in Q4 2023.
  • AUA Capital Management's portfolio value rose 16% quarter-over-quarter to $161M.

Based on AUA Capital Management's 13F filing for Q4 2023, filed 9 Jan 2024.