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ACM

AUA Capital Management Portfolio holdings

AUM $196M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.34%
1 Year Est. Return
+18.71%
3 Year Est. Return
+53.46%
5 Year Est. Return
+59.15%
10 Year Est. Return
–
AUM
$121M
AUM Growth
-$2.89M
Cap. Flow
-$9.97M
Cap. Flow %
-8.21%
Top 10 Hldgs %
63.85%
Holding
189
New
–
Increased
1
Reduced
48
Closed
6

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$108K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.21M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.27M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$777K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$511K
5
GLD icon
SPDR Gold Trust
GLD
+$503K

Sector Composition

Rank Sector Weight
1 Financials 4.12%
2 Technology 3.56%
3 Healthcare 3.06%
4 Consumer Discretionary 2.93%
5 Communication Services 2.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$36.9M 30.37%
114,643
-4,109
-3% -$1.27M
EFA icon
2
iShares MSCI EAFE ETF
EFA
$76.4B
$9.7M 7.98%
139,625
-32,703
-19% -$2.21M
MUB icon
3
iShares National Muni Bond ETF
MUB
$45.1B
$6.47M 5.33%
56,835
– –
SHM icon
4
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$6.09M 5.01%
123,950
-3,054
-2% -$150K
SHY icon
5
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$5.05M 4.16%
59,697
-3,019
-5% -$256K
BSV icon
6
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.23M 2.66%
40,022
-4,196
-9% -$339K
VCSH icon
7
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.81M 2.32%
34,721
-2,747
-7% -$223K
IWM icon
8
iShares Russell 2000 ETF
IWM
$80.9B
$2.58M 2.12%
15,545
– –
IEI icon
9
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$2.53M 2.08%
20,124
– –
VEA icon
10
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.22M 1.83%
50,435
-18,224
-27% -$777K
AMZN icon
11
Amazon
AMZN
$2.5T
$1.99M 1.63%
21,480
-2,520
-11% -$223K
IJH icon
12
iShares Core S&P Mid-Cap ETF
IJH
$123B
$1.95M 1.6%
47,275
– –
AGG icon
13
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.86M 1.53%
16,565
– –
AAPL icon
14
Apple
AAPL
$4.89T
$1.77M 1.46%
24,124
-1,116
-4% -$71.8K
IJR icon
15
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.74M 1.43%
20,790
-1,636
-7% -$132K
VCIT icon
16
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$1.59M 1.31%
17,463
-122
-0.7% -$11.1K
XLK icon
17
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.5M 1.23%
32,684
– –
GLD icon
18
SPDR Gold Trust
GLD
$131B
$1.49M 1.22%
10,410
-3,602
-26% -$503K
VTV icon
19
Vanguard Value ETF
VTV
$189B
$1.37M 1.13%
11,450
-2,331
-17% -$269K
VXF icon
20
Vanguard Extended Market ETF
VXF
$30.3B
$1.27M 1.04%
10,058
– –
IYH icon
21
iShares US Healthcare ETF
IYH
$3.11B
$1.11M 0.92%
25,810
-5,865
-19% -$237K
BND icon
22
Vanguard Total Bond Market
BND
$157B
$1.11M 0.91%
13,208
– –
MA icon
23
Mastercard
MA
$477B
$915K 0.75%
3,063
-387
-11% -$109K
GOOG icon
24
Alphabet (Google) Class C
GOOG
$3.9T
$695K 0.57%
10,400
– –
HYG icon
25
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$685K 0.56%
7,793
-5,876
-43% -$511K
1
2 3 4 5

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MAMF
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PAM
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TF
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CA
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LWA
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NWA
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SC
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AUA Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, AUA Capital Management held 189 positions worth $121M, down 2.3% from $124M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

AUA Capital Management withdrew a net $9.97M in Q4 2019, closing 6 positions and reducing 48 holdings. Its most notable exit was Celgene Corp, an estimated $187K position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.1% of assets, up from 4% a quarter earlier, followed by Technology and Healthcare.

Against the trend, AUA Capital Management added an estimated $108K to Bristol-Myers Squibb.

  • AUA Capital Management added most to Bristol-Myers Squibb in Q4 2019, an estimated $108K increase.
  • AUA Capital Management's biggest Q4 2019 reduction was iShares MSCI EAFE ETF, cutting an estimated $2.21M.
  • AUA Capital Management fully exited Celgene Corp in Q4 2019, selling an estimated $187K.
  • AUA Capital Management's ten largest holdings make up 64% of its $121M portfolio in Q4 2019.
  • AUA Capital Management opened 0 new positions and closed 6 in Q4 2019.
  • AUA Capital Management's portfolio value fell 2.3% quarter-over-quarter to $121M.

Based on AUA Capital Management's 13F filing for Q4 2019, filed 10 Jan 2020.