AUA Capital Management’s iShares Short-Term National Muni Bond ETF SUB Stock Holding History

AUA Capital Management’s Portfolio SUB Stock Details SUB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$6.99M	Sell	66,825 -370	-0.6%	-$39.2K	3.31%	5
2026 Q2	$7.15M	Sell	67,195 -182	-0.3%	-$19.4K	3.32%	5
2026 Q1	$7.18M	Hold	67,377	–	–	3.67%	5
2025 Q4	$7.19M	Hold	67,377	–	–	3.61%	5
2025 Q3	$7.19M	Sell	67,377 -173	-0.3%	-$18.5K	4.04%	3
2025 Q2	$7.18M	Hold	67,550	–	–	4.29%	3
2025 Q1	$7.13M	Hold	67,550	–	–	4.64%	3
2024 Q4	$7.13M	Hold	67,550	–	–	4.57%	3
2024 Q3	$7.17M	Sell	67,550 -241	-0.4%	-$25.4K	4.15%	4
2024 Q2	$7.09M	Sell	67,791 -717	-1%	-$74.9K	4.27%	4
2024 Q1	$7.17M	Sell	68,508 -46	-0.1%	-$4.83K	4.13%	3
2023 Q4	$7.23M	Buy	68,554 +3,852	+6%	+$401K	4.5%	4
2023 Q3	$6.66M	Sell	64,702 -3,823	-6%	-$397K	4.81%	3
2023 Q2	$7.13M	Sell	68,525 -741	-1%	-$77.1K	4.91%	3
2023 Q1	$7.25M	Hold	69,266	–	–	4.9%	4
2022 Q4	$7.22M	Sell	69,266 -121,797	-64%	-$12.6M	4.91%	3
2022 Q3	$19.6M	Sell	191,063 -29	-0%	-$3.03K	12.96%	2
2022 Q2	$20M	Sell	191,092 -18,842	-9%	-$1.96M	11.62%	2
2022 Q1	$22M	Buy	209,934 +121,779	+138%	+$12.9M	11.81%	2
2021 Q4	$9.46M	Buy	88,155 +1,834	+2%	+$197K	5.55%	3
2021 Q3	$9.29M	Sell	86,321 -11,024	-11%	-$1.19M	5.88%	3
2021 Q2	$10.5M	Buy	97,345 +19,621	+25%	+$2.12M	6.49%	3
2021 Q1	$8.38M	Hold	77,724	–	–	5.51%	3
2020 Q4	$8.4M	Buy	+77,724	New	+$8.39M	6%	3

Other funds holding SUB

Bank of New York Mellon New York $608B AUM 32.77% 1-Year Est. Return

Creative Planning Overland Park, Kansas $179B AUM 16.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $113B AUM 26.61% 1-Year Est. Return

Citigroup New York $308B AUM 40.94% 1-Year Est. Return

TIAA-CREF Individual & Institutional Services New York $29.5B AUM

CAPTRUST Financial Advisors Raleigh, North Carolina $67.2B AUM 18.61% 1-Year Est. Return

Franklin Resources San Mateo, California $474B AUM 32.39% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $96.6B AUM 22.52% 1-Year Est. Return

AUA Capital Management's SUB Position: Q3 2026 in Review

AUA Capital Management reduced its iShares Short-Term National Muni Bond ETF (SUB) stake by 0.55% in Q3 2026, selling an estimated $39.2K and leaving 66,825 shares worth $6.99M. The position accounts for 3.31% of the portfolio, ranked #5.

AUA Capital Management first reported a position in SUB in Q4 2020 and has held it in 24 quarters since. The position peaked at $22M in Q1 2022. 757 funds tracked by Wall St. Rank hold SUB as of Q3 2026.

AUA Capital Management held 66,825 shares of iShares Short-Term National Muni Bond ETF worth $6.99M as of Q3 2026.
AUA Capital Management sold 370 iShares Short-Term National Muni Bond ETF shares in Q3 2026, an estimated $39.2K.
iShares Short-Term National Muni Bond ETF made up 3.31% of AUA Capital Management's portfolio in Q3 2026, its #5 holding.
AUA Capital Management first reported a position in iShares Short-Term National Muni Bond ETF in Q4 2020 and has held it in 24 quarters since.
AUA Capital Management's iShares Short-Term National Muni Bond ETF position peaked at $22M in Q1 2022.
757 funds tracked by Wall St. Rank held iShares Short-Term National Muni Bond ETF as of Q3 2026.

Based on AUA Capital Management's 13F filing for Q3 2026, filed 15 Oct 2026.