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LPL Financial

372 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more first-time investments, than exits

New positions opened: 79 | Existing positions closed: 32

114% more funds holding in top 10

Funds holding in top 10: 715 (+8)

38% more capital invested

Capital invested by funds: $5.85B → $8.07B (+$2.22B)

14% more funds holding

Funds holding: 326372 (+46)

0.83% more ownership

Funds ownership: 96.81%97.64% (+0.83%)

8% less repeat investments, than reductions

Existing positions increased: 117 | Existing positions reduced: 127

49% less call options, than puts

Call options by funds: $11.5M | Put options by funds: $22.4M

Holders
372
Holders Change
+46
Holders Change %
+14.11%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
127
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of Nova Scotia
376
Bank of Nova Scotia
Ontario, Canada
-$2.21M -28,893 Closed
SGA
377
Strategic Global Advisors
California
-$1.85M -24,196 Closed
HF
378
HRT Financial
New York
-$1.48M -19,268 Closed
MWNA
379
Marshall Wace North America
New York
-$1.28M -16,751 Closed
AC
380
Athanor Capital
New York
-$1.21M -15,799 Closed
ETC
381
Exchange Traded Concepts
Oklahoma
-$1.06M -13,777 Closed
NIP
382
Nicholas Investment Partners
California
-$711K -9,271 Closed
MS
383
Maven Securities
Jersey
-$707K -9,263 Closed
CCI
384
Columbus Circle Investors
-$695K -9,067 Closed
SEC
385
Seven Eight Capital
New York
-$501K -6,538 Closed
LP
386
LMR Partners
United Kingdom
-$432K -5,631 Closed
AW
387
Alpha Windward
Massachusetts
-$407K -5,304 Closed
VI
388
Versor Investments
New York
-$368K -4,796 Closed
GCP
389
GSA Capital Partners
United Kingdom
-$314K -4,091 Closed
WCM
390
Weld Capital Management
New York
-$311K -4,062 Closed
BAM
391
Blueshift Asset Management
New Jersey
-$261K -3,410 Closed
OR
392
Olympiad Research
Connecticut
-$228K -2,973 Closed
FFA
393
Founders Financial Alliance
North Carolina
-$23K -300 Closed
FHA
394
Flagship Harbor Advisors
Massachusetts
-$16K -220 Closed
CI
395
CX Institutional
Indiana
-$5K -64 Closed
PWM
396
Provident Wealth Management
Tennessee
-$3K -40 Closed
NNP
397
Nachman Norwood & Parrott
South Carolina
-$2K -30 Closed
CWC
398
Carolinas Wealth Consulting
North Carolina
-$2K -20 Closed
PFWA
399
Paces Ferry Wealth Advisors
Georgia
-$1K -12 Closed
AA
400
Ancora Advisors
Ohio
-$1K -10 Closed

LPLA Hedge Fund Activity: Q4 2020 in Review

372 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2020, worth a combined $8.07B — up 38% from $5.85B a quarter earlier.

Buyers outnumbered sellers: 79 funds opened new LPLA positions and 32 closed out — a net gain of 47 holders — while 117 added to existing stakes and 127 trimmed.

The largest buyer was Carillon Tower Advisers, adding an estimated $71.9M. The largest seller was Bank of New York Mellon, cutting an estimated $72.4M.

  • 372 institutional investors held LPL Financial (LPLA) as of Q4 2020, up from 326 in Q3 2020.
  • Funds reported $8.07B of LPL Financial stock for Q4 2020, up 38% quarter-over-quarter.
  • 79 funds opened new LPL Financial positions in Q4 2020 and 32 closed out, a net change of +47 holders.
  • The largest LPL Financial buyer in Q4 2020 was Carillon Tower Advisers, an estimated $71.9M added.
  • The largest LPL Financial seller in Q4 2020 was Bank of New York Mellon, an estimated $72.4M sold.

Based on aggregated 13F filings for Q4 2020.