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LPL Financial
LPLA

Overview Fund Activity

371 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 126 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
371
Holders Change
+46
Holders Change %
+14.15%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
126
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M

Top Buyers

1
CTA
1
Carillon Tower Advisers
Florida
$116M
2
Wells Fargo
2
Wells Fargo
California
$110M
3
FCM
3
Frontier Capital Management
Massachusetts
$110M
4
ACL
4
Azora Capital LP
Florida
$71.4M
5
Assenagon Asset Management
5
Assenagon Asset Management
Luxembourg
$55.7M

Top Sellers

1
Bank of New York Mellon
1
Bank of New York Mellon
New York
$132M
2
Invesco
2
Invesco
Georgia
$241M
3
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$22.3M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$802M
5
VOYA Investment Management
5
VOYA Investment Management
Georgia
$105M
Name Holding Trade Value Shares
Change 		Shares
Change %
SGA
376
Strategic Global Advisors
California
– -$1.86M -24,196 Closed
HF
377
HRT Financial
New York
– -$1.48M -19,268 Closed
MWNA
378
Marshall Wace North America
New York
– -$1.29M -16,751 Closed
AC
379
Athanor Capital
New York
– -$1.21M -15,799 Closed
ETC
380
Exchange Traded Concepts
Oklahoma
– -$1.06M -13,777 Closed
NIP
381
Nicholas Investment Partners
California
– -$711K -9,271 Closed
MS
382
Maven Securities
Jersey
– -$707K -9,263 Closed
CCI
383
Columbus Circle Investors
– -$695K -9,067 Closed
SEC
384
Seven Eight Capital
New York
– -$501K -6,538 Closed
LP
385
LMR Partners
United Kingdom
– -$432K -5,631 Closed
AW
386
Alpha Windward
Massachusetts
– -$407K -5,304 Closed
VI
387
Versor Investments
New York
– -$368K -4,796 Closed
GCP
388
GSA Capital Partners
United Kingdom
– -$314K -4,091 Closed
WCM
389
Weld Capital Management
New York
– -$311K -4,062 Closed
BAM
390
Blueshift Asset Management
New Jersey
– -$261K -3,410 Closed
OR
391
Olympiad Research
Connecticut
– -$228K -2,973 Closed
FFA
392
Founders Financial Alliance
North Carolina
– -$23K -300 Closed
FHA
393
Flagship Harbor Advisors
Massachusetts
– -$16K -220 Closed
CI
394
CX Institutional
Indiana
– -$5K -64 Closed
PWM
395
Provident Wealth Management
Tennessee
– -$3K -40 Closed
NNP
396
Nachman Norwood & Parrott
South Carolina
– -$2K -30 Closed
CWC
397
Carolinas Wealth Consulting
North Carolina
– -$2K -20 Closed
PFWA
398
Paces Ferry Wealth Advisors
Georgia
– -$1K -12 Closed
AA
399
Ancora Advisors
Ohio
– -$1K -10 Closed
12 13 14 15
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