Nicholas Investment Partners’s LPL Financial LPLA Stock Holding History

Nicholas Investment Partners’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-6,039	Closed	-$1.44M	–	203
2023 Q3	$1.44M	Hold	6,039	–	–	0.11%	142
2023 Q2	$1.31M	Sell	6,039 -2,827	-32%	-$566K	0.09%	156
2023 Q1	$1.79M	Buy	8,866 +467	+6%	+$107K	0.14%	142
2022 Q4	$1.82M	Hold	8,399	–	–	0.16%	129
2022 Q3	$1.83M	Hold	8,399	–	–	0.17%	126
2022 Q2	$1.55M	Buy	8,399 +925	+12%	+$176K	0.15%	135
2022 Q1	$1.36M	Buy	7,474 +4,736	+173%	+$825K	0.1%	159
2021 Q4	$438K	Hold	2,738	–	–	0.03%	191
2021 Q3	$429K	Sell	2,738 -2,038	-43%	-$293K	0.03%	185
2021 Q2	$645K	Sell	4,776 -1,658	-26%	-$241K	0.04%	191
2021 Q1	$915K	Buy	+6,434	New	+$821K	0.06%	165
2020 Q4	–	Sell	-9,271	Closed	-$711K	–	183
2020 Q3	$711K	Sell	9,271 -28,080	-75%	-$2.23M	0.08%	148
2020 Q2	$2.93M	Buy	37,351 +25,561	+217%	+$1.71M	0.59%	64
2020 Q1	$642K	Buy	11,790 +1,824	+18%	+$147K	0.13%	160
2019 Q4	$919K	Buy	+9,966	New	+$855K	0.09%	185

Other funds holding LPLA

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Kayne Anderson Rudnick Investment Management Los Angeles, California $32.2B AUM 10.98% 1-Year Est. Return

LPC

Lone Pine Capital Greenwich, Connecticut $16.4B AUM 99.7% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

WCM Investment Management Laguna Beach, California $55.2B AUM 57.07% 1-Year Est. Return

Nicholas Investment Partners's LPLA Position: Q4 2023 in Review

Nicholas Investment Partners sold out of LPL Financial (LPLA) in Q4 2023, closing a stake of 6,039 shares — an estimated $1.44M sold.

Nicholas Investment Partners first reported a position in LPLA in Q4 2019 and held it in 15 quarters. The position peaked at $2.93M in Q2 2020. 620 funds tracked by Wall St. Rank hold LPLA as of Q4 2023.

Nicholas Investment Partners reported no remaining LPL Financial position as of Q4 2023 after selling out during the quarter.
Nicholas Investment Partners sold 6,039 LPL Financial shares in Q4 2023, an estimated $1.44M.
Nicholas Investment Partners first reported a position in LPL Financial in Q4 2019 and held it in 15 quarters.
Nicholas Investment Partners's LPL Financial position peaked at $2.93M in Q2 2020.
620 funds tracked by Wall St. Rank held LPL Financial as of Q4 2023.

Based on Nicholas Investment Partners's 13F filing for Q4 2023, filed 8 Feb 2024.