Marshall Wace North America’s LPL Financial LPLA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-16,751	Closed	-$1.28M	–	1461
2020 Q3	$1.28M	Sell	16,751 -59,402	-78%	-$4.72M	0.01%	730
2020 Q2	$5.97M	Buy	+76,153	New	+$5.09M	0.04%	343
2020 Q1	–	Sell	-57,448	Closed	-$5.3M	–	1439
2019 Q4	$5.3M	Buy	+57,448	New	+$4.93M	0.03%	378
2019 Q3	–	Sell	-26,092	Closed	-$2.13M	–	1431
2019 Q2	$2.13M	Buy	+26,092	New	+$2.06M	0.01%	550
2019 Q1	–	Sell	-62,374	Closed	-$3.81M	–	1753
2018 Q4	$3.81M	Sell	62,374 -53,120	-46%	-$3.24M	0.04%	293
2018 Q3	$7.45M	Buy	115,494 +16,646	+17%	+$1.1M	0.05%	252
2018 Q2	$6.48M	Sell	98,848 -730,822	-88%	-$48M	0.04%	452
2018 Q1	$50.7M	Buy	829,670 +368,677	+80%	+$22.9M	0.25%	89
2017 Q4	$26.3M	Buy	460,993 +105,176	+30%	+$5.53M	0.15%	170
2017 Q3	$18.5M	Buy	+355,817	New	+$16.4M	0.12%	230