Marshall Wace North America’s LPL Financial LPLA Stock Holding History

Marshall Wace North America’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-16,751	Closed	-$1.28M	–	1461
2020 Q3	$1.28M	Sell	16,751 -59,402	-78%	-$4.72M	0.01%	730
2020 Q2	$5.97M	Buy	+76,153	New	+$5.09M	0.04%	343
2020 Q1	–	Sell	-57,448	Closed	-$5.3M	–	1439
2019 Q4	$5.3M	Buy	+57,448	New	+$4.93M	0.03%	378
2019 Q3	–	Sell	-26,092	Closed	-$2.13M	–	1431
2019 Q2	$2.13M	Buy	+26,092	New	+$2.06M	0.01%	550
2019 Q1	–	Sell	-62,374	Closed	-$3.81M	–	1753
2018 Q4	$3.81M	Sell	62,374 -53,120	-46%	-$3.24M	0.04%	293
2018 Q3	$7.45M	Buy	115,494 +16,646	+17%	+$1.1M	0.05%	252
2018 Q2	$6.48M	Sell	98,848 -730,822	-88%	-$48M	0.04%	452
2018 Q1	$50.7M	Buy	829,670 +368,677	+80%	+$22.9M	0.25%	89
2017 Q4	$26.3M	Buy	460,993 +105,176	+30%	+$5.53M	0.15%	170
2017 Q3	$18.5M	Buy	+355,817	New	+$16.4M	0.12%	230

Other funds holding LPLA

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

SCA

Southpoint Capital Advisors New York $4.4B AUM 49.36% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

Marshall Wace North America's LPLA Position: Q4 2020 in Review

Marshall Wace North America sold out of LPL Financial (LPLA) in Q4 2020, closing a stake of 16,751 shares — an estimated $1.28M sold.

Marshall Wace North America first reported a position in LPLA in Q3 2017 and held it in 10 quarters. The position peaked at $50.7M in Q1 2018. 372 funds tracked by Wall St. Rank hold LPLA as of Q4 2020.

Marshall Wace North America reported no remaining LPL Financial position as of Q4 2020 after selling out during the quarter.
Marshall Wace North America sold 16,751 LPL Financial shares in Q4 2020, an estimated $1.28M.
Marshall Wace North America first reported a position in LPL Financial in Q3 2017 and held it in 10 quarters.
Marshall Wace North America's LPL Financial position peaked at $50.7M in Q1 2018.
372 funds tracked by Wall St. Rank held LPL Financial as of Q4 2020.

Based on Marshall Wace North America's 13F filing for Q4 2020, filed 16 Feb 2021.