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LPL Financial

372 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more first-time investments, than exits

New positions opened: 79 | Existing positions closed: 32

114% more funds holding in top 10

Funds holding in top 10: 715 (+8)

38% more capital invested

Capital invested by funds: $5.85B → $8.07B (+$2.22B)

14% more funds holding

Funds holding: 326372 (+46)

0.83% more ownership

Funds ownership: 96.81%97.64% (+0.83%)

8% less repeat investments, than reductions

Existing positions increased: 117 | Existing positions reduced: 127

49% less call options, than puts

Call options by funds: $11.5M | Put options by funds: $22.4M

Holders
372
Holders Change
+46
Holders Change %
+14.11%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
127
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M
Name Holding Trade Value Shares
Change
Change in
Stake
IFAM
351
Institutional & Family Asset Management
Colorado
$3K -$90 -1 -4%
ACM
352
AUA Capital Management
Pennsylvania
$3K
EARNEST Partners
353
EARNEST Partners
Georgia
$3K
CWP
354
Concord Wealth Partners
Virginia
$3K +$2.16K +24 New
RFA
355
Reilly Financial Advisors
California
$3K +$2.43K +27 New
GEA
356
Glen Eagle Advisors
New Jersey
$2.08K
IRAG
357
Investment Research & Advisory Group
Georgia
$2K
SFS
358
Sowell Financial Services
Arkansas
$2K
GWM
359
Geneos Wealth Management
Colorado
$2K +$68.7K +764 +3,473%
PFGIA
360
Patriot Financial Group Insurance Agency
Massachusetts
$1K -$35.2K -392 -98%
EI
361
Ellevest Inc
New York
$1K
SIS
362
Sound Income Strategies
Florida
$1K
Group One Trading
363
Group One Trading
Illinois
$1K +$449 +5 New
HGWM
364
Harvest Group Wealth Management
Massachusetts
$1K +$449 +5 New
RPWA
365
Regent Peak Wealth Advisors
Georgia
$1K +$629 +7 New
VCG
366
Vantage Consulting Group
Virginia
$1K +$809 +9 New
Rockefeller Capital Management
367
Rockefeller Capital Management
New York
$1K +$1.62K +18 New
AIG
368
American International Group
New York
$114 -$989 -11 -1%
ERSOT
369
Employees Retirement System of Texas
Texas
-$13.3M -172,988 Closed
NMVA
370
New Mountain Vantage Advisers
New York
-$9M -117,340 Closed
MP
371
Mangrove Partners
Connecticut
-$5.13M -66,881 Closed
Qube Research & Technologies (QRT)
372
Qube Research & Technologies (QRT)
United Kingdom
-$4.31M -56,224 Closed
Capital Fund Management (CFM)
373
Capital Fund Management (CFM)
France
-$3.01M -39,303 Closed
AIMCA
374
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
-$2.98M -38,800 Closed
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
375
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
-$2.84M -37,055 Closed

LPLA Hedge Fund Activity: Q4 2020 in Review

372 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2020, worth a combined $8.07B — up 38% from $5.85B a quarter earlier.

Buyers outnumbered sellers: 79 funds opened new LPLA positions and 32 closed out — a net gain of 47 holders — while 117 added to existing stakes and 127 trimmed.

The largest buyer was Carillon Tower Advisers, adding an estimated $71.9M. The largest seller was Bank of New York Mellon, cutting an estimated $72.4M.

  • 372 institutional investors held LPL Financial (LPLA) as of Q4 2020, up from 326 in Q3 2020.
  • Funds reported $8.07B of LPL Financial stock for Q4 2020, up 38% quarter-over-quarter.
  • 79 funds opened new LPL Financial positions in Q4 2020 and 32 closed out, a net change of +47 holders.
  • The largest LPL Financial buyer in Q4 2020 was Carillon Tower Advisers, an estimated $71.9M added.
  • The largest LPL Financial seller in Q4 2020 was Bank of New York Mellon, an estimated $72.4M sold.

Based on aggregated 13F filings for Q4 2020.