LPLA icon

LPL Financial
LPLA

Overview Fund Activity

371 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 126 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
371
Holders Change
+46
Holders Change %
+14.15%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
126
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M

Top Buyers

1
CTA
1
Carillon Tower Advisers
Florida
$116M
2
Wells Fargo
2
Wells Fargo
California
$110M
3
FCM
3
Frontier Capital Management
Massachusetts
$110M
4
ACL
4
Azora Capital LP
Florida
$71.4M
5
Assenagon Asset Management
5
Assenagon Asset Management
Luxembourg
$55.7M

Top Sellers

1
Bank of New York Mellon
1
Bank of New York Mellon
New York
$132M
2
Invesco
2
Invesco
Georgia
$241M
3
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$22.3M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$802M
5
VOYA Investment Management
5
VOYA Investment Management
Georgia
$105M
Name Holding Trade Value Shares
Change 		Shares
Change %
ACM
351
AUA Capital Management
Pennsylvania
$3K – – –
EARNEST Partners
352
EARNEST Partners
Georgia
$3K – – –
CWP
353
Concord Wealth Partners
Virginia
$3K +$3K +24 New
RFA
354
Reilly Financial Advisors
California
$3K +$3K +27 New
GEA
355
Glen Eagle Advisors
New Jersey
$2.08K – – –
IRAG
356
Investment Research & Advisory Group
Georgia
$2K – – –
SFS
357
Sowell Financial Services
Arkansas
$2K – – –
GWM
358
Geneos Wealth Management
Colorado
$2K +$1.94K +764 +3,473%
PFGIA
359
Patriot Financial Group Insurance Agency
Massachusetts
$1K -$49K -392 -98%
EI
360
Ellevest Inc
New York
$1K – – –
SIS
361
Sound Income Strategies
Florida
$1K – – –
HGWM
362
Harvest Group Wealth Management
Massachusetts
$1K +$1K +5 New
Group One Trading
363
Group One Trading
Illinois
$1K +$1K +5 New
RPWA
364
Regent Peak Wealth Advisors
Georgia
$1K +$1K +7 New
VCG
365
Vantage Consulting Group
Virginia
$1K +$1K +9 New
Rockefeller Capital Management
366
Rockefeller Capital Management
New York
$1K +$1K +18 New
AIG
367
American International Group
New York
$114 -$1 -11 -1%
ERSOT
368
Employees Retirement System of Texas
Texas
– -$13.3M -172,988 Closed
NMVA
369
New Mountain Vantage Advisers
New York
– -$9M -117,340 Closed
MP
370
Mangrove Partners
Connecticut
– -$5.13M -66,881 Closed
Qube Research & Technologies (QRT)
371
Qube Research & Technologies (QRT)
United Kingdom
– -$4.31M -56,224 Closed
Capital Fund Management (CFM)
372
Capital Fund Management (CFM)
France
– -$3.01M -39,303 Closed
AIMCA
373
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
– -$2.98M -38,800 Closed
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
374
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
– -$2.84M -37,055 Closed
Bank of Nova Scotia
375
Bank of Nova Scotia
Ontario, Canada
– -$2.22M -28,893 Closed
12 13 14
15
16