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LPL Financial
LPLA

326 hedge funds and large institutions have $5.85B invested in LPL Financial in 2020 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 113 increasing their positions, 132 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.73% less ownership

Funds ownership: 97.54% → 96.81% (-0.73%)

3% less capital invested

Capital invested by funds: $6.03B → $5.85B (-$180M)

4% less funds holding

Funds holding: 341 → 326 (-15)

13% less funds holding in top 10

Funds holding in top 10: 8 → 7 (-1)

14% less repeat investments, than reductions

Existing positions increased: 113 | Existing positions reduced: 132

26% less first-time investments, than exits

New positions opened: 39 | Existing positions closed: 53

45% less call options, than puts

Call options by funds: $8.09M | Put options by funds: $14.7M

Holders
326
Holders Change
-15
Holders Change %
-4.4%
% of All Funds
6.58%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.14%
New
39
Increased
113
Reduced
132
Closed
53
Calls
$8.09M
Puts
$14.7M
Net Calls
-$6.62M
Net Calls Change
-$3.54M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$241M
2
HVCM
HG Vora Capital Management
New York
+$59.6M
3
AllianceBernstein
AllianceBernstein
Tennessee
+$50.8M
4
ACM
Argent Capital Management
Missouri
+$34.6M
5
EIP
Epoch Investment Partners
New York
+$22.1M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$101M
2
Vanguard Group
Vanguard Group
Pennsylvania
-$59.1M
3
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$40.2M
4
Holocene Advisors
Holocene Advisors
New York
-$38.1M
5
Prudential Financial
Prudential Financial
New Jersey
-$34.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
GC
326
Gillson Capital
Illinois
– -$15.4M -196,728 Closed
Lazard Asset Management
327
Lazard Asset Management
New York
– -$14.1M -179,948 Closed
Point72 Asset Management
328
Point72 Asset Management
Connecticut
– -$8.63M -110,013 Closed
PCM
329
Prana Capital Management
Connecticut
– -$7.16M -91,276 Closed
BC
330
Brookfield Corp
Ontario, Canada
– -$6.2M -79,114 Closed
Adage Capital Partners
331
Adage Capital Partners
Massachusetts
– -$6.05M -77,161 Closed
PE
332
Point72 Europe
United Kingdom
– -$5.85M -74,652 Closed
ACL
333
Azora Capital LP
Florida
– -$5.64M -71,927 Closed
SVC
334
Strycker View Capital
New York
– -$4.67M -59,526 Closed
Assenagon Asset Management
335
Assenagon Asset Management
Luxembourg
– -$4.12M -52,509 Closed
SSA
336
Schonfeld Strategic Advisors
New York
– -$4.09M -52,210 Closed
Ameriprise
337
Ameriprise
Minnesota
– -$2.33M -29,750 Closed
TCM
338
Twin Capital Management
Pennsylvania
– -$2.29M -29,213 Closed
MCM
339
Maltese Capital Management
New York
– -$2.2M -28,100 Closed
NEI
340
Northwest & Ethical Investments
Ontario, Canada
– -$1.7M -21,635 Closed
ESCM
341
Echo Street Capital Management
New York
– -$1.63M -20,780 Closed
DTL
342
Dynamic Technology Lab
Singapore
– -$1.6M -20,375 Closed
Squarepoint
343
Squarepoint
New York
– -$1.39M -17,780 Closed
Nomura Holdings
344
Nomura Holdings
Japan
– -$1.08M -13,845 Closed
CCM
345
Cadence Capital Management
Massachusetts
– -$1.02M -12,966 Closed
ZIM
346
Zacks Investment Management
Illinois
– -$855K -10,911 Closed
QSS
347
Quantitative Systematic Strategies
Florida
– -$855K -10,904 Closed
N
348
Natixis
France
– -$721K -9,200 Closed
KAS
349
Kemnay Advisory Services
New York
– -$619K -7,894 Closed
Canada Pension Plan Investment Board
350
Canada Pension Plan Investment Board
Ontario, Canada
– -$510K -6,500 Closed
12 13
14
15 16

LPLA Hedge Fund Activity: Q3 2020 in Review

326 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2020, worth a combined $5.85B — down 3% from $6.03B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of LPLA and 39 opened new positions — a net loss of 14 holders — while 132 trimmed existing stakes and 113 added.

The largest buyer was Wellington Management Group, adding an estimated $241M. The largest seller was Deutsche Bank, cutting an estimated $101M.

  • 326 institutional investors held LPL Financial (LPLA) as of Q3 2020, down from 341 in Q2 2020.
  • Funds reported $5.85B of LPL Financial stock for Q3 2020, down 3% quarter-over-quarter.
  • 39 funds opened new LPL Financial positions in Q3 2020 and 53 closed out, a net change of -14 holders.
  • The largest LPL Financial buyer in Q3 2020 was Wellington Management Group, an estimated $241M added.
  • The largest LPL Financial seller in Q3 2020 was Deutsche Bank, an estimated $101M sold.

Based on aggregated 13F filings for Q3 2020.