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LPL Financial
LPLA

Overview Fund Activity

325 hedge funds and large institutions have $5.84B invested in LPL Financial in 2020 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 113 increasing their positions, 131 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
325
Holders Change
-15
Holders Change %
-4.41%
% of All Funds
6.57%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.14%
New
39
Increased
113
Reduced
131
Closed
53
Calls
$8.09M
Puts
$14.7M
Net Calls
-$6.62M
Net Calls Change
-$3.54M

Top Buyers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$457M
2
HVCM
2
HG Vora Capital Management
New York
$57.5M
3
AllianceBernstein
3
AllianceBernstein
Tennessee
$166M
4
ACM
4
Argent Capital Management
Missouri
$34.9M
5
EIP
5
Epoch Investment Partners
New York
$21.3M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$1.1M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$637M
3
Janus Henderson Group
3
Janus Henderson Group
United Kingdom
$626M
4
Holocene Advisors
4
Holocene Advisors
New York
$0
5
Prudential Financial
5
Prudential Financial
New Jersey
$2.11M
Name Holding Trade Value Shares
Change 		Shares
Change %
Lazard Asset Management
326
Lazard Asset Management
New York
– -$14.1M -179,948 Closed
Point72 Asset Management
327
Point72 Asset Management
Connecticut
– -$8.63M -110,013 Closed
PCM
328
Prana Capital Management
Connecticut
– -$7.16M -91,276 Closed
BC
329
Brookfield Corp
Ontario, Canada
– -$6.2M -79,114 Closed
Adage Capital Partners
330
Adage Capital Partners
Massachusetts
– -$6.05M -77,161 Closed
PE
331
Point72 Europe
United Kingdom
– -$5.85M -74,652 Closed
ACL
332
Azora Capital LP
Florida
– -$5.64M -71,927 Closed
SVC
333
Strycker View Capital
New York
– -$4.67M -59,526 Closed
Assenagon Asset Management
334
Assenagon Asset Management
Luxembourg
– -$4.12M -52,509 Closed
SSA
335
Schonfeld Strategic Advisors
New York
– -$4.09M -52,210 Closed
Ameriprise
336
Ameriprise
Minnesota
– -$2.33M -29,750 Closed
TCM
337
Twin Capital Management
Pennsylvania
– -$2.29M -29,213 Closed
MCM
338
Maltese Capital Management
New York
– -$2.2M -28,100 Closed
NEI
339
Northwest & Ethical Investments
Ontario, Canada
– -$1.7M -21,635 Closed
ESCM
340
Echo Street Capital Management
New York
– -$1.63M -20,780 Closed
DTL
341
Dynamic Technology Lab
Singapore
– -$1.6M -20,375 Closed
Squarepoint
342
Squarepoint
New York
– -$1.39M -17,780 Closed
Nomura Holdings
343
Nomura Holdings
Japan
– -$1.08M -13,845 Closed
CCM
344
Cadence Capital Management
Massachusetts
– -$1.02M -12,966 Closed
ZIM
345
Zacks Investment Management
Illinois
– -$855K -10,911 Closed
QSS
346
Quantitative Systematic Strategies
Florida
– -$855K -10,904 Closed
N
347
Natixis
France
– -$721K -9,200 Closed
KAS
348
Kemnay Advisory Services
New York
– -$619K -7,894 Closed
Canada Pension Plan Investment Board
349
Canada Pension Plan Investment Board
Ontario, Canada
– -$510K -6,500 Closed
BOTW
350
Bank of the West
California
– -$470K -6,000 Closed
12 13
14
15 16