Maltese Capital Management’s LPL Financial LPLA Stock Holding History

Maltese Capital Management’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-2,500	Closed	-$937K	–	130
2025 Q2	$937K	Buy	2,500 +2,000	+400%	+$701K	0.13%	112
2025 Q1	$164K	Buy	+500	New	+$174K	0.03%	114
2020 Q3	–	Sell	-28,100	Closed	-$2.2M	–	166
2020 Q2	$2.2M	Buy	+28,100	New	+$1.88M	0.3%	97
2016 Q4	–	Sell	-2,500	Closed	-$75K	–	198
2016 Q3	$75K	Sell	2,500 -40,000	-94%	-$1.08M	0.01%	176
2016 Q2	$958K	Sell	42,500 -55,000	-56%	-$1.38M	0.12%	156
2016 Q1	$2.42M	Buy	97,500 +77,500	+388%	+$2.09M	0.31%	108
2015 Q4	$853K	Buy	+20,000	New	+$852K	0.1%	173

Other funds holding LPLA

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Kayne Anderson Rudnick Investment Management Los Angeles, California $32.2B AUM 10.98% 1-Year Est. Return

LPC

Lone Pine Capital Greenwich, Connecticut $16.4B AUM 99.7% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Maltese Capital Management's LPLA Position: Q3 2025 in Review

Maltese Capital Management sold out of LPL Financial (LPLA) in Q3 2025, closing a stake of 2,500 shares — an estimated $937K sold.

Maltese Capital Management first reported a position in LPLA in Q4 2015 and held it in 7 quarters. The position peaked at $2.42M in Q1 2016. 759 funds tracked by Wall St. Rank hold LPLA as of Q3 2025.

Maltese Capital Management reported no remaining LPL Financial position as of Q3 2025 after selling out during the quarter.
Maltese Capital Management sold 2,500 LPL Financial shares in Q3 2025, an estimated $937K.
Maltese Capital Management first reported a position in LPL Financial in Q4 2015 and held it in 7 quarters.
Maltese Capital Management's LPL Financial position peaked at $2.42M in Q1 2016.
759 funds tracked by Wall St. Rank held LPL Financial as of Q3 2025.

Based on Maltese Capital Management's 13F filing for Q3 2025, filed 14 Nov 2025.