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LPL Financial
LPLA

Overview Fund Activity

594 hedge funds and large institutions have $17.1B invested in LPL Financial in 2023 Q3 according to their latest regulatory filings, with 70 funds opening new positions, 247 increasing their positions, 191 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
594
Holders Change
+10
Holders Change %
+1.71%
% of All Funds
9.47%
Holding in Top 10
18
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+12.5%
% of All Funds
0.29%
New
70
Increased
247
Reduced
191
Closed
53
Calls
$165M
Puts
$39.8M
Net Calls
+$126M
Net Calls Change
+$98.7M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$496M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$128M
3
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
+$84.9M
4
WCA
Waratah Capital Advisors
Ontario, Canada
+$56.6M
5
Ameriprise
Ameriprise
Minnesota
+$54.5M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$126M
2
SC
Samlyn Capital
New York
-$110M
3
Wellington Management Group
Wellington Management Group
Massachusetts
-$84.8M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$77.8M
5
Marshall Wace
Marshall Wace
United Kingdom
-$77.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
Luther King Capital Management (LKCM)
301
Luther King Capital Management (LKCM)
Texas
$1.26M -$14.7K -62 -1%
EC
302
Estate Counselors
Wisconsin
$1.26M +$4.75K +20 +0.4%
FAIM
303
Financial Advocates Investment Management
Washington
$1.26M +$5.47K +23 +0.4%
QCM
304
QRG Capital Management
Illinois
$1.24M +$1.24M +5,208 New
KAS
305
Kestra Advisory Services
Texas
$1.22M -$285K -1,198 -19%
GIA
306
Gateway Investment Advisers
Ohio
$1.19M – – –
AO
307
Advisor OS
Illinois
$1.18M +$43K +181 +4%
M&T Bank
308
M&T Bank
New York
$1.18M +$8.08K +34 +0.7%
Manulife (Manufacturers Life Insurance)
309
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.18M +$528K +2,222 +81%
IAA
310
Independent Advisor Alliance
North Carolina
$1.17M +$31.1K +131 +3%
EI
311
Ethic Inc
New York
$1.17M +$183K +769 +19%
BFG
312
Bleakley Financial Group
New Jersey
$1.14M +$47.1K +198 +4%
MIM
313
MetLife Investment Management
New Jersey
$1.14M +$475 +2 +0%
SGI
314
Summit Global Investments
Utah
$1.13M -$4.65M -19,545 -80%
CC
315
Cipher Capital
New York
$1.12M +$630K +2,649 +130%
AC
316
AXQ Capital
New Jersey
$1.09M +$1.09M +4,600 New
CC
317
Centiva Capital
New York
$1.09M +$1.09M +4,589 New
BPC
318
Banque Pictet & Cie
Switzerland
$1.09M -$102K -429 -9%
CIC
319
Cornercap Investment Counsel
Georgia
$1.06M +$18.8K +79 +2%
IIC
320
Integrated Investment Consultants
Michigan
$1.06M +$399K +1,678 +60%
CAM
321
Cresset Asset Management
Illinois
$1.06M +$102K +428 +11%
AAM
322
Aureus Asset Management
Massachusetts
$1.06M – – –
Two Sigma Investments
323
Two Sigma Investments
New York
$1.05M – – –
PA
324
Paragon Advisors
Texas
$1.04M -$577K -2,431 -36%
API
325
Advisor Partners II
California
$1.03M +$117K +492 +13%
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