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LPL Financial
LPLA

Overview Fund Activity

418 hedge funds and large institutions have $12B invested in LPL Financial in 2021 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 161 increasing their positions, 136 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
418
Holders Change
+2
Holders Change %
+0.48%
% of All Funds
7.34%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.3%
New
55
Increased
161
Reduced
136
Closed
48
Calls
$11.2M
Puts
$8.16M
Net Calls
+$3.01M
Net Calls Change
-$25.8M

Top Buyers

1
Nuveen Asset Management
Nuveen Asset Management
Illinois
+$77M
2
Deutsche Bank
Deutsche Bank
Germany
+$56.4M
3
Bank of New York Mellon
Bank of New York Mellon
New York
+$55.7M
4
Point72 Asset Management
Point72 Asset Management
Connecticut
+$51.6M
5
JCM
Junto Capital Management
New York
+$42.1M

Top Sellers

1
Balyasny Asset Management
Balyasny Asset Management
Illinois
-$52.1M
2
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
-$34M
3
HVCM
HG Vora Capital Management
New York
-$31.4M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$30.6M
5
IAM
Iridian Asset Management
Connecticut
-$30.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
NIG
276
NFJ Investment Group
Texas
$474K -$7.06K -45 -1%
RWM
277
Ritholtz Wealth Management
New York
$470K +$113K +723 +32%
GC
278
Guggenheim Capital
Illinois
$466K +$5.33K +34 +1%
QIM
279
Quantitative Investment Management
Virginia
$456K +$142K +905 +45%
SG Americas Securities
280
SG Americas Securities
New York
$454K -$3.36M -21,439 -88%
MGIA
281
Moneta Group Investment Advisors
Missouri
$434K +$133K +850 +44%
IIC
282
Integrated Investment Consultants
Michigan
$430K – – –
NIP
283
Nicholas Investment Partners
California
$429K -$319K -2,038 -43%
QCM
284
Quantinno Capital Management
New York
$427K – – –
FC
285
FORA Capital
Florida
$425K -$211K -1,348 -33%
CFB
286
Cullen/Frost Bankers
Texas
$423K – – –
FHB
287
First Hawaiian Bank
Hawaii
$415K +$47.5K +303 +13%
ZCA
288
Zeke Capital Advisors
Pennsylvania
$415K +$63.7K +406 +18%
Cetera Investment Advisers
289
Cetera Investment Advisers
Illinois
$401K -$132K -841 -25%
IWM
290
IHT Wealth Management
Illinois
$379K -$10.5K -67 -3%
CAN
291
Cetera Advisor Networks
California
$375K +$33.9K +216 +10%
YIA
292
YHB Investment Advisors
Connecticut
$373K – – –
SWP
293
Stratos Wealth Partners
Ohio
$357K -$51.1K -326 -13%
HAG
294
HighPoint Advisor Group
Illinois
$357K +$42.5K +271 +14%
LCOV
295
London Company of Virginia
Virginia
$356K – – –
Parallax Volatility Advisers
296
Parallax Volatility Advisers
California
$356K +$28.6K +183 +9%
IRF
297
IBM Retirement Fund
New York
$353K – – –
MCM
298
MAI Capital Management
Ohio
$346K +$20K +128 +6%
LSA
299
L & S Advisors
California
$345K +$345K +2,200 New
TC
300
TownSquare Capital
Utah
$337K +$337K +2,147 New
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12
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