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LPL Financial
LPLA

Overview Fund Activity

292 hedge funds and large institutions have $5.24B invested in LPL Financial in 2018 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 104 increasing their positions, 114 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
292
Holders Change
-2
Holders Change %
-0.68%
% of All Funds
6.69%
Holding in Top 10
12
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.69%
% of All Funds
0.27%
New
39
Increased
104
Reduced
114
Closed
40
Calls
$7.01M
Puts
$5.06M
Net Calls
+$1.94M
Net Calls Change
-$9.79M

Top Buyers

1
American Century Companies
American Century Companies
Missouri
$47.9M
2
NMVA
New Mountain Vantage Advisers
New York
$98.8M
3
Fidelity Investments
Fidelity Investments
Massachusetts
$127M
4
FCM
Frontier Capital Management
Massachusetts
$163M
5
SC
Samlyn Capital
New York
$135M

Top Sellers

1
SA
SPO Advisory
California
$0
2
Renaissance Technologies
Renaissance Technologies
New York
$29.8M
3
AL
AJO LP
Pennsylvania
$30.4M
4
Two Sigma Investments
Two Sigma Investments
New York
$2.2M
5
Deutsche Bank
Deutsche Bank
Germany
$46.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
Macquarie Group
276
Macquarie Group
Australia
$6K -$36K -600 -86%
Bessemer Group
277
Bessemer Group
New Jersey
$5K +$5K +70 New
S
278
SignatureFD
Georgia
$4K – – –
PCP
279
Proficio Capital Partners
Massachusetts
$3K – – –
PA
280
Parallel Advisors
California
$3K – – –
FGAM
281
Financial Gravity Asset Management
Texas
$3K +$709 +13 +31%
EARNEST Partners
282
EARNEST Partners
Georgia
$2K – – –
EFSCE
283
Enterprise Financial Services Corp (EFSC)
Missouri
$2K – – –
VFA
284
Valeo Financial Advisors
Indiana
$2K +$2K +25 New
CAG
285
Csenge Advisory Group
Florida
$2K +$2K +44 New
SPIA
286
Steward Partners Investment Advisory
New York
$1K – – –
GWM
287
Geneos Wealth Management
Colorado
$1K – – –
TNBTD
288
Trustmark National Bank Trust Department
Mississippi
$1K +$1K +15 New
MCM
289
Monument Capital Management
Virginia
$1K +$1K +18 New
SA
290
SPO Advisory
California
– -$147M -2,239,826 Closed
Caisse de Depot et Placement du Quebec (CDPQ)
291
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
– -$12.4M -188,900 Closed
SVC
292
Strycker View Capital
New York
– -$10.7M -163,190 Closed
Hudson Bay Capital Management
293
Hudson Bay Capital Management
Connecticut
– -$7.3M -111,302 Closed
Voloridge Investment Management
294
Voloridge Investment Management
Florida
– -$7.07M -107,925 Closed
PP
295
PDT Partners
New York
– -$4.18M -63,811 Closed
N
296
Natixis
France
– -$3.57M -54,533 Closed
BPM
297
Blue Pool Management
Hong Kong
– -$2.84M -43,300 Closed
JIR
298
James Investment Research
Ohio
– -$2.11M -32,244 Closed
SCA
299
Secor Capital Advisors
New York
– -$1.65M -25,178 Closed
Nomura Holdings
300
Nomura Holdings
Japan
– -$1.2M -18,293 Closed
10 11
12
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