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LPL Financial

757 hedge funds and large institutions have $26.1B invested in LPL Financial in 2025 Q3 according to their latest regulatory filings, with 81 funds opening new positions, 276 increasing their positions, 270 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more call options, than puts

Call options by funds: $74.1M | Put options by funds: $54.2M

2% more repeat investments, than reductions

Existing positions increased: 276 | Existing positions reduced: 270

0% more funds holding in top 10

Funds holding in top 10: 2121 (0)

1.1% less ownership

Funds ownership: 99.37%98.27% (-1.1%)

5% less funds holding

Funds holding: 800757 (-43)

12% less capital invested

Capital invested by funds: $29.7B → $26.1B (-$3.62B)

28% less first-time investments, than exits

New positions opened: 81 | Existing positions closed: 112

Holders
757
Holders Change
-43
Holders Change %
-5.38%
% of All Funds
9.94%
Holding in Top 10
21
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.28%
New
81
Increased
276
Reduced
270
Closed
112
Calls
$74.1M
Puts
$54.2M
Net Calls
+$20M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
RIM
251
Rakuten Investment Management
Japan
$2.77M +$5.41M +14,919 New
Wealth Enhancement Advisory Services
252
Wealth Enhancement Advisory Services
Minnesota
$2.65M -$237K -654 -7%
CCA
253
Catalyst Capital Advisors
New York
$2.65M +$344K +950 +14%
TIAM
254
TT International Asset Management
United Kingdom
$2.64M +$1.02M +2,822 +55%
CT
255
Caldwell Trust
Florida
$2.64M -$76.1K -210 -3%
Creative Planning
256
Creative Planning
Kansas
$2.58M +$225K +622 +9%
OAC
257
OMERS Administration Corp
Ontario, Canada
$2.57M
HWM
258
HB Wealth Management
Georgia
$2.56M +$31.9K +88 +1%
HAI
259
Hennessy Advisors Inc
California
$2.56M +$36.2K +100 +1%
Federated Hermes
260
Federated Hermes
Pennsylvania
$2.55M -$1.19M -3,293 -30%
HPC
261
HM Payson & Co
Maine
$2.55M +$34.1K +94 +1%
GKWIM
262
Gerber Kawasaki Wealth & Investment Management
California
$2.53M -$138K -381 -5%
Envestnet Portfolio Solutions
263
Envestnet Portfolio Solutions
Illinois
$2.5M -$213K -587 -7%
AB
264
Amalgamated Bank
New York
$2.49M +$148K +408 +6%
USCWA
265
U.S. Capital Wealth Advisors
Texas
$2.49M -$172K -474 -6%
Public Employees Retirement Association of Colorado
266
Public Employees Retirement Association of Colorado
Colorado
$2.48M
Cerity Partners
267
Cerity Partners
New York
$2.47M -$934K -2,578 -26%
BCI
268
Brinker Capital Investments
Pennsylvania
$2.46M -$514K -1,417 -16%
VanEck Associates
269
VanEck Associates
New York
$2.44M -$353K -973 -12%
Nordea Investment Management
270
Nordea Investment Management
Sweden
$2.43M +$213K +587 +9%
BHCM
271
Brevan Howard Capital Management
Jersey
$2.39M +$1.04M +2,881 +67%
CS
272
Candriam SCA
Luxembourg
$2.38M +$107K +295 +4%
SDIC
273
South Dakota Investment Council
South Dakota
$2.38M +$2.59M +7,147 New
AF
274
Allworth Financial
California
$2.34M -$11.2K -31 -0.4%
PNC Financial Services Group
275
PNC Financial Services Group
Pennsylvania
$2.34M +$206K +567 +9%

LPLA Hedge Fund Activity: Q3 2025 in Review

757 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2025, worth a combined $26.1B — down 12% from $29.7B a quarter earlier.

Sellers outnumbered buyers: 112 funds closed out of LPLA and 81 opened new positions — a net loss of 31 holders — while 270 trimmed existing stakes and 276 added.

The largest buyer was Capital World Investors, adding an estimated $947M. The largest seller was Fidelity Investments, cutting an estimated $483M.

  • 757 institutional investors held LPL Financial (LPLA) as of Q3 2025, down from 800 in Q2 2025.
  • Funds reported $26.1B of LPL Financial stock for Q3 2025, down 12% quarter-over-quarter.
  • 81 funds opened new LPL Financial positions in Q3 2025 and 112 closed out, a net change of -31 holders.
  • The largest LPL Financial buyer in Q3 2025 was Capital World Investors, an estimated $947M added.
  • The largest LPL Financial seller in Q3 2025 was Fidelity Investments, an estimated $483M sold.

Based on aggregated 13F filings for Q3 2025.