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Rakuten Investment Management’s LPL Financial LPLA Stock Holding History

Rakuten Investment Management’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-3,467
Closed -$1.27M – 554
2025
Q4 		$1.27M Sell
3,467
-11,452
-77% -$4.05M ﹤0.01% 491
2025
Q3 		$2.77M Buy
+14,919
New +$5.41M 0.01% 351
2025
Q1 		$696K Buy
+2,066
New +$719K ﹤0.01% 534
2024
Q3 		$316K Buy
1,367
+343
+33% +$77.3K ﹤0.01% 463
2024
Q2 		$283K Buy
1,024
+370
+57% +$100K ﹤0.01% 442
2024
Q1 		$173K Buy
654
+600
+1,111% +$151K ﹤0.01% 441
2023
Q4 		$12.3K Buy
+54
New +$12.1K ﹤0.01% 457

Other funds holding LPLA

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return
Massachusetts Financial Services
Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Janus Henderson Group
Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return
SC
Samlyn Capital New York $5.86B AUM 36.3% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Rakuten Investment Management's LPLA Position: Q1 2026 in Review

Rakuten Investment Management sold out of LPL Financial (LPLA) in Q1 2026, closing a stake of 3,467 shares — an estimated $1.27M sold.

Rakuten Investment Management first reported a position in LPLA in Q4 2023 and held it in 7 quarters. The position peaked at $2.77M in Q3 2025. 763 funds tracked by Wall St. Rank hold LPLA as of Q1 2026.

  • Rakuten Investment Management reported no remaining LPL Financial position as of Q1 2026 after selling out during the quarter.
  • Rakuten Investment Management sold 3,467 LPL Financial shares in Q1 2026, an estimated $1.27M.
  • Rakuten Investment Management first reported a position in LPL Financial in Q4 2023 and held it in 7 quarters.
  • Rakuten Investment Management's LPL Financial position peaked at $2.77M in Q3 2025.
  • 763 funds tracked by Wall St. Rank held LPL Financial as of Q1 2026.

Based on Rakuten Investment Management's 13F filing for Q1 2026, filed 12 May 2026.