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LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
PF
226
Phoenix Financial
Israel
$1.09M -$69.3K -420 -6%
Walleye Capital
227
Walleye Capital
New York
$1.08M +$632K +3,829 +130%
OAM
228
Oppenheimer Asset Management
New York
$1.06M +$337K +2,040 +44%
CI Investments Inc
229
CI Investments Inc
Ontario, Canada
$1.03M -$49.8K -302 -4%
ESCM
230
Echo Street Capital Management
New York
$966K +$996K +6,032 New
MSRPS
231
Maryland State Retirement & Pension System
Maryland
$962K
Canada Life
232
Canada Life
Manitoba, Canada
$951K -$46.4K -281 -5%
AAM
233
Aureus Asset Management
Massachusetts
$945K
AWM
234
Avior Wealth Management
Nebraska
$932K
PP
235
Paloma Partners
Connecticut
$923K +$952K +5,767 New
EFSCE
236
Enterprise Financial Services Corp (EFSC)
Missouri
$916K -$1.68M -10,168 -64%
LA
237
LVW Advisors
New York
$890K -$3.63K -22 -0.4%
KPWS
238
Kestra Private Wealth Services
Texas
$883K -$185K -1,119 -17%
Mitsubishi UFJ Trust & Banking
239
Mitsubishi UFJ Trust & Banking
Japan
$863K -$92.1K -558 -9%
TFA
240
Toth Financial Advisory
Virginia
$862K +$319K +1,935 +56%
RJT
241
Raymond James Trust
Florida
$854K -$77.9K -472 -8%
MLICM
242
Metropolitan Life Insurance Company (MetLife)
New York
$848K -$6.93K -42 -0.8%
Squarepoint
243
Squarepoint
New York
$826K +$309K +1,872 +57%
PAMS
244
Pictet Asset Management (Switzerland)
Switzerland
$818K -$48K -291 -5%
CAAS
245
Capital Asset Advisory Services
Michigan
$810K +$28.1K +170 +3%
KAS
246
Kestra Advisory Services
Texas
$783K +$77.6K +470 +11%
NA
247
Navellier & Associates
Nevada
$768K -$4.62K -28 -0.6%
FAIM
248
Financial Advocates Investment Management
Washington
$761K -$743K -4,499 -49%
Baird Financial Group
249
Baird Financial Group
Wisconsin
$740K -$1.99M -12,036 -72%
LCM
250
Logan Capital Management
Pennsylvania
$736K

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.