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LPL Financial
LPLA

Overview Fund Activity

292 hedge funds and large institutions have $5.24B invested in LPL Financial in 2018 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 104 increasing their positions, 114 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
292
Holders Change
-2
Holders Change %
-0.68%
% of All Funds
6.69%
Holding in Top 10
12
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.69%
% of All Funds
0.27%
New
39
Increased
104
Reduced
114
Closed
40
Calls
$7.01M
Puts
$5.06M
Net Calls
+$1.94M
Net Calls Change
-$9.79M

Top Buyers

1
American Century Companies
American Century Companies
Missouri
$47.9M
2
NMVA
New Mountain Vantage Advisers
New York
$98.8M
3
Fidelity Investments
Fidelity Investments
Massachusetts
$127M
4
FCM
Frontier Capital Management
Massachusetts
$163M
5
SC
Samlyn Capital
New York
$135M

Top Sellers

1
SA
SPO Advisory
California
$0
2
Renaissance Technologies
Renaissance Technologies
New York
$29.8M
3
AL
AJO LP
Pennsylvania
$30.4M
4
Two Sigma Investments
Two Sigma Investments
New York
$2.2M
5
Deutsche Bank
Deutsche Bank
Germany
$46.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
TCM
226
Teza Capital Management
Illinois
$240K -$236K -3,668 -50%
WAM
227
World Asset Management
Michigan
$240K -$4.45K -69 -2%
CA
228
Cetera Advisors
Colorado
$229K – – –
AAM
229
Advisors Asset Management
Colorado
$223K -$13.7K -212 -6%
SAM
230
Symphony Asset Management
California
$220K -$28.6K -442 -11%
CPP
231
Crow Point Partners
Massachusetts
$219K +$219K +3,399 New
Ameriprise
232
Ameriprise
Minnesota
$218K +$218K +3,374 New
AWM
233
Avior Wealth Management
Nebraska
$212K +$35.5K +550 +20%
MAM
234
Martingale Asset Management
Massachusetts
$207K -$3.4M -52,515 -94%
Tudor Investment Corp
235
Tudor Investment Corp
Connecticut
$205K +$205K +3,175 New
CIM
236
Contravisory Investment Management
Massachusetts
$193K -$8.83K -137 -4%
FHB
237
First Hawaiian Bank
Hawaii
$188K +$188K +2,916 New
Group One Trading
238
Group One Trading
Illinois
$163K +$79.4K +1,234 +95%
LTFS
239
Ladenburg Thalmann Financial Services
Florida
$159K +$5.69K +88 +4%
Simplex Trading
240
Simplex Trading
Illinois
$156K +$156K +2,424 New
PCG
241
Private Capital Group
Connecticut
$140K – – –
AIG
242
American International Group
New York
$138K – – –
MAM
243
Meeder Asset Management
Ohio
$94K -$354K -5,477 -79%
SWP
244
Stratos Wealth Partners
Ohio
$94K +$94K +1,464 New
AG
245
Advisor Group
Arizona
$78K +$37.8K +582 +94%
WAM
246
Wealthspire Advisors (Maryland)
Maryland
$68K -$31.2K -482 -31%
RCAG
247
Rehmann Capital Advisory Group
Michigan
$67.2K -$3.42K -53 -5%
SF
248
Synovus Financial
Georgia
$65K +$65K +1,000 New
HMS
249
Hanseatic Management Services
New Mexico
$63K -$545K -8,448 -90%
HFM
250
Harvest Fund Management
China
$58K +$34.3K +533 +145%
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