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Symphony Asset Management’s LPL Financial LPLA Stock Holding History

Symphony Asset Management’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-3,406
Closed -$220K – 195
2018
Q3 		$220K Sell
3,406
-442
-11% -$29.3K 0.06% 168
2018
Q2 		$248K Sell
3,848
-10,925
-74% -$718K 0.05% 207
2018
Q1 		$903K Sell
14,773
-10,795
-42% -$669K 0.12% 173
2017
Q4 		$1.46M Buy
25,568
+2,770
+12% +$146K 0.15% 153
2017
Q3 		$1.18M Sell
22,798
-1,684
-7% -$77.5K 0.13% 163
2017
Q2 		$1.04M Sell
24,482
-4,398
-15% -$178K 0.12% 181
2017
Q1 		$1.15M Buy
28,880
+2,410
+9% +$94.7K 0.11% 188
2016
Q4 		$932K Buy
+26,470
New +$925K 0.1% 205

Other funds holding LPLA

Janus Henderson Group
Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
FPA
First Pacific Advisors El Segundo, California $8.09B AUM 21.95% 1-Year Est. Return
SCA
Southpoint Capital Advisors New York $4.4B AUM 49.36% 1-Year Est. Return
SC
Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return
FCM
Frontier Capital Management Boston, Massachusetts $10.7B AUM 67.78% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
FCIM
Fairview Capital Investment Management Greenbrae, California $1.9B AUM 14.31% 1-Year Est. Return
ACH
ArrowMark Colorado Holdings Denver, Colorado $2.4B AUM 42.85% 1-Year Est. Return

Symphony Asset Management's LPLA Position: Q4 2018 in Review

Symphony Asset Management sold out of LPL Financial (LPLA) in Q4 2018, closing a stake of 3,406 shares — an estimated $220K sold.

Symphony Asset Management first reported a position in LPLA in Q4 2016 and held it in 8 quarters. The position peaked at $1.46M in Q4 2017. 275 funds tracked by Wall St. Rank hold LPLA as of Q4 2018.

  • Symphony Asset Management reported no remaining LPL Financial position as of Q4 2018 after selling out during the quarter.
  • Symphony Asset Management sold 3,406 LPL Financial shares in Q4 2018, an estimated $220K.
  • Symphony Asset Management first reported a position in LPL Financial in Q4 2016 and held it in 8 quarters.
  • Symphony Asset Management's LPL Financial position peaked at $1.46M in Q4 2017.
  • 275 funds tracked by Wall St. Rank held LPL Financial as of Q4 2018.

Based on Symphony Asset Management's 13F filing for Q4 2018, filed 14 Feb 2019.