LMBS icon

First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Overview Fund Activity

85 hedge funds and large institutions have $454M invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2017 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 51 increasing their positions, 15 reducing their positions, and 10 closing their positions.

Holders
85
Holders Change
+6
Holders Change %
+7.59%
% of All Funds
2.12%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
16
Increased
51
Reduced
15
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$139M
2
UCFA
2
United Capital Financial Advisors
Texas
$15.2M
3
UBS Group
3
UBS Group
Switzerland
$23.8M
4
AWMS
4
Advocacy Wealth Management Services
Georgia
$35.8M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$14M

Top Sellers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$3.83M
2
First Trust Advisors
2
First Trust Advisors
Illinois
$1.06M
3
MIAN
3
Mariner Independent Advisor Network
Kansas
$1.77M
4
BWM
4
BerganKDV Wealth Management
Minnesota
$1.44M
5
BFEC
5
Benjamin F. Edwards & Company
Missouri
$225K
Name Holding Trade Value Shares
Change 		Shares
Change %
FAAS
26
First Allied Advisory Services
California
$3.29M +$709K +13,633 +28%
Jane Street
27
Jane Street
New York
$3.08M +$3.08M +59,311 New
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$2.79M +$666K +12,810 +31%
KCM
29
Karp Capital Management
California
$2.56M +$2.56M +49,284 New
GWM
30
Geneos Wealth Management
Colorado
$2.52M +$1.3K +25 +0.1%
FHC
31
First Heartland Consultants
Missouri
$2.3M +$91.2K +1,755 +4%
BTS
32
BB&T Securities
Virginia
$2.19M +$633K +12,183 +41%
MIFH
33
Migdal Insurance & Financial Holdings
Israel
$1.94M +$784K +15,089 +68%
PFS
34
Prospera Financial Services
Texas
$1.93M +$113K +2,177 +6%
WFG
35
Wills Financial Group
Virginia
$1.89M +$104K +2,000 +6%
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$1.87M +$69.4K +1,334 +4%
MIAN
37
Mariner Independent Advisor Network
Kansas
$1.77M -$719K -13,837 -29%
IA
38
IFP Advisors
Florida
$1.64M +$122K +2,338 +8%
WI
39
Wintrust Investments
Illinois
$1.48M +$79.2K +1,523 +6%
FA
40
FMA Advisory
Pennsylvania
$1.46M +$1.46M +28,050 New
BWM
41
BerganKDV Wealth Management
Minnesota
$1.44M -$633K -12,179 -31%
SI
42
Stephens Inc
Arkansas
$1.07M +$63.6K +1,224 +6%
First Trust Advisors
43
First Trust Advisors
Illinois
$1.06M -$724K -13,914 -41%
CWM
44
Cornerstone Wealth Management
Missouri
$1.03M +$95.3K +1,827 +10%
AG
45
Advisor Group
Arizona
$1.03M -$39K -751 -4%
TCM
46
Telos Capital Management
California
$911K +$911K +17,515 New
HighTower Advisors
47
HighTower Advisors
Illinois
$895K +$156K +3,003 +21%
CIA
48
Capital Investment Advisors
Georgia
$887K +$161K +3,098 +22%
GFPC
49
Global Financial Private Capital
Florida
$824K +$824K +15,857 New
HFS
50
HL Financial Services
Kentucky
$823K +$80.2K +1,543 +11%
1
2
3 4