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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

381 hedge funds and large institutions have $3.75B invested in Legg Mason, Inc. in 2015 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 131 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

337% more call options, than puts

Call options by funds: $11.3M | Put options by funds: $2.59M

63% more first-time investments, than exits

New positions opened: 52 | Existing positions closed: 32

40% more funds holding in top 10

Funds holding in top 10: 57 (+2)

4% more funds holding

Funds holding: 366381 (+15)

3% more repeat investments, than reductions

Existing positions increased: 131 | Existing positions reduced: 127

6% less capital invested

Capital invested by funds: $3.99B → $3.75B (-$240M)

Holders
381
Holders Change
+15
Holders Change %
+4.1%
% of All Funds
9.99%
Holding in Top 10
7
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+40%
% of All Funds
0.18%
New
52
Increased
131
Reduced
127
Closed
32
Calls
$11.3M
Puts
$2.59M
Net Calls
+$8.74M
Net Calls Change
-$16.9M
Name Holding Trade Value Shares
Change
Change in
Stake
GAM
51
Gotham Asset Management
New York
$12.4M +$885K +20,667 +7%
Sumitomo Mitsui Trust Group
52
Sumitomo Mitsui Trust Group
Japan
$11.7M +$519K +12,111 +4%
Wells Fargo
53
Wells Fargo
California
$11.5M +$950K +22,188 +8%
RCM
54
Riverhead Capital Management
Delaware
$11.5M +$5.57M +130,019 +80%
T. Rowe Price Associates
55
T. Rowe Price Associates
Maryland
$11.2M +$5.14M +120,100 +73%
UBS AM
56
UBS AM
Illinois
$10.7M -$2.65M -61,818 -19%
CS
57
Credit Suisse
Switzerland
$10.4M +$2.73M +63,813 +32%
WCM
58
Wedge Capital Management
North Carolina
$9.91M +$1.08M +25,175 +11%
IAM
59
Impax Asset Management
New Hampshire
$9.77M +$8.37M +195,552 +366%
PPA
60
Parametric Portfolio Associates
Washington
$9.76M -$1.15M -26,798 -10%
BIM
61
BlackRock Investment Management
Delaware
$9.47M -$5.91K -138 -0.1%
BlackRock
62
BlackRock
New York
$9.34M +$136K +3,185 +1%
New York State Common Retirement Fund
63
New York State Common Retirement Fund
New York
$9.3M
WAM
64
Winslow Asset Management
Ohio
$9.2M -$179K -4,170 -2%
Deutsche Bank
65
Deutsche Bank
Germany
$8.98M -$15.1M -351,755 -61%
PP
66
Prospector Partners
Connecticut
$8.69M -$2.52M -58,900 -21%
ESCM
67
Echo Street Capital Management
New York
$8.54M +$2.8M +65,343 +43%
Axa
68
Axa
France
$8.4M +$9.14M +213,500 +35,583%
FQ
69
First Quadrant
California
$7.79M -$3.07M -71,700 -27%
AllianceBernstein
70
AllianceBernstein
Tennessee
$7.52M -$1.55M -36,153 -16%
Mitsubishi UFJ Trust & Banking
71
Mitsubishi UFJ Trust & Banking
Japan
$7.44M -$193K -4,498 -2%
New York State Teachers Retirement System (NYSTRS)
72
New York State Teachers Retirement System (NYSTRS)
New York
$7.33M -$7.96K -186 -0.1%
PI
73
PineBridge Investments
New York
$7.29M +$837K +19,543 +12%
California State Teachers Retirement System (CalSTRS)
74
California State Teachers Retirement System (CalSTRS)
California
$7.25M +$128K +2,986 +2%
Prudential Financial
75
Prudential Financial
New Jersey
$7.01M +$2.05M +47,900 +37%

LM Hedge Fund Activity: Q4 2015 in Review

381 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q4 2015, worth a combined $3.75B — down 6% from $3.99B a quarter earlier.

Buyers outnumbered sellers: 52 funds opened new LM positions and 32 closed out — a net gain of 20 holders — while 131 added to existing stakes and 127 trimmed.

The largest buyer was Samlyn Capital, adding an estimated $99.3M. The largest seller was Citadel Advisors, cutting an estimated $45.3M.

  • 381 institutional investors held Legg Mason, Inc. (LM) as of Q4 2015, up from 366 in Q3 2015.
  • Funds reported $3.75B of Legg Mason, Inc. stock for Q4 2015, down 6% quarter-over-quarter.
  • 52 funds opened new Legg Mason, Inc. positions in Q4 2015 and 32 closed out, a net change of +20 holders.
  • The largest Legg Mason, Inc. buyer in Q4 2015 was Samlyn Capital, an estimated $99.3M added.
  • The largest Legg Mason, Inc. seller in Q4 2015 was Citadel Advisors, an estimated $45.3M sold.

Based on aggregated 13F filings for Q4 2015.