First Quadrant’s Legg Mason, Inc. LM Stock Holding History

First Quadrant’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-145,826	Closed	-$5.93M	–	880
2018 Q1	$5.93M	Buy	145,826 +76,994	+112%	+$3.18M	0.11%	216
2017 Q4	$2.89M	Buy	+68,832	New	+$2.7M	0.05%	302
2016 Q2	–	Sell	-125,021	Closed	-$4.34M	–	864
2016 Q1	$4.34M	Sell	125,021 -73,600	-37%	-$2.31M	0.09%	218
2015 Q4	$7.79M	Sell	198,621 -71,700	-27%	-$3.07M	0.17%	168
2015 Q3	$11.2M	Sell	270,321 -125,879	-32%	-$5.83M	0.25%	125
2015 Q2	$20.4M	Buy	+396,200	New	+$21.3M	0.43%	80
2013 Q3	–	Sell	-206	Closed	-$6K	–	821
2013 Q2	$6K	Buy	+206	New	+$6.73K	﹤0.01%	779

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

State of New Jersey Common Pension Fund D Trenton, New Jersey $25.9B AUM 26.38% 1-Year Est. Return

First Quadrant's LM Position: Q2 2018 in Review

First Quadrant sold out of Legg Mason, Inc. (LM) in Q2 2018, closing a stake of 145,826 shares — an estimated $5.93M sold.

First Quadrant first reported a position in LM in Q2 2013 and held it in 7 quarters. The position peaked at $20.4M in Q2 2015. 370 funds tracked by Wall St. Rank hold LM as of Q2 2018.

First Quadrant reported no remaining Legg Mason, Inc. position as of Q2 2018 after selling out during the quarter.
First Quadrant sold 145,826 Legg Mason, Inc. shares in Q2 2018, an estimated $5.93M.
First Quadrant first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 7 quarters.
First Quadrant's Legg Mason, Inc. position peaked at $20.4M in Q2 2015.
370 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q2 2018.

Based on First Quadrant's 13F filing for Q2 2018, filed 27 Jul 2018.