RCM
LM

Riverhead Capital Management’s Legg Mason, Inc. LM Stock Holding History

Riverhead Capital Management’s Portfolio LM Stock Details LM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q3 		$365K Sell
9,556
-42,560
-82% -$1.61M 0.01% 861
2019
Q2 		$2M Sell
52,116
-80,678
-61% -$2.79M 0.07% 343
2019
Q1 		$3.63M Sell
132,794
-35,422
-21% -$1.02M 0.15% 196
2018
Q4 		$4.29M Buy
168,216
+22,240
+15% +$623K 0.19% 145
2018
Q3 		$4.56M Buy
145,976
+10,850
+8% +$351K 0.17% 168
2018
Q2 		$4.69M Buy
135,126
+5,770
+4% +$219K 0.19% 150
2018
Q1 		$5.26M Buy
129,356
+9,610
+8% +$397K 0.22% 114
2017
Q4 		$5.03M Buy
119,746
+31,180
+35% +$1.22M 0.21% 126
2017
Q3 		$3.48M Buy
88,566
+64,989
+276% +$2.5M 0.16% 170
2017
Q2 		$900K Buy
23,577
+17,241
+272% +$653K 0.04% 411
2017
Q1 		$229K Sell
6,336
-8,664
-58% -$300K 0.01% 736
2016
Q4 		$449K Sell
15,000
-11,300
-43% -$355K 0.03% 530
2016
Q3 		$881K Sell
26,300
-23,942
-48% -$797K 0.06% 339
2016
Q2 		$5.11M Sell
50,242
-233,016
-82% -$7.55M 0.16% 176
2016
Q1 		$9.82M Sell
283,258
-9,172
-3% -$288K 0.14% 202
2015
Q4 		$11.5M Buy
292,430
+130,019
+80% +$5.57M 0.17% 153
2015
Q3 		$6.76M Sell
162,411
-19,059
-11% -$883K 0.11% 266
2015
Q2 		$9.35M Sell
181,470
-37,931
-17% -$2.04M 0.14% 218
2015
Q1 		$12.1M Buy
219,401
+15,089
+7% +$847K 0.18% 173
2014
Q4 		$10.9M Sell
204,312
-168,883
-45% -$8.91M 0.17% 188
2014
Q3 		$19.1M Buy
373,195
+4,389
+1% +$218K 0.33% 86
2014
Q2 		$18.9M Buy
368,806
+172,167
+88% +$8.3M 0.35% 78
2014
Q1 		$9.64M Buy
196,639
+149,384
+316% +$6.65M 0.21% 135
2013
Q4 		$2.05M Buy
47,255
+1,655
+4% +$64.2K 0.05% 339
2013
Q3 		$1.52M Hold
45,600
– – 0.05% 296
2013
Q2 		$1.41M Buy
+45,600
New +$1.49M 0.05% 308

Other funds holding LM

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return
TFM
Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Riverhead Capital Management's LM Position: Q3 2019 in Review

Riverhead Capital Management reduced its Legg Mason, Inc. (LM) stake by 82% in Q3 2019, selling an estimated $1.61M and leaving 9,556 shares worth $365K. The position accounts for 0.01% of the portfolio, ranked #861.

Riverhead Capital Management first reported a position in LM in Q2 2013 and has held it in 26 quarters since. The position peaked at $19.1M in Q3 2014. 329 funds tracked by Wall St. Rank hold LM as of Q3 2019.

  • Riverhead Capital Management held 9,556 shares of Legg Mason, Inc. worth $365K as of Q3 2019.
  • Riverhead Capital Management sold 42,560 Legg Mason, Inc. shares in Q3 2019, an estimated $1.61M.
  • Legg Mason, Inc. made up 0.01% of Riverhead Capital Management's portfolio in Q3 2019, its #861 holding.
  • Riverhead Capital Management first reported a position in Legg Mason, Inc. in Q2 2013 and has held it in 26 quarters since.
  • Riverhead Capital Management's Legg Mason, Inc. position peaked at $19.1M in Q3 2014.
  • 329 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2019.

Based on Riverhead Capital Management's 13F filing for Q3 2019, filed 13 Nov 2019.