UBS AM’s Legg Mason, Inc. LM Stock Holding History

UBS AM’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-167,470	Closed	-$8.33M	–	2530
2020 Q2	$8.33M	Buy	167,470 +13,715	+9%	+$682K	0.01%	955
2020 Q1	$7.51M	Buy	153,755 +29,312	+24%	+$1.43M	0.01%	936
2019 Q4	$4.47M	Sell	124,443 -1,412	-1%	-$50.7K	﹤0.01%	1237
2019 Q3	$4.81M	Sell	125,855 -12,570	-9%	-$480K	﹤0.01%	1215
2019 Q2	$5.3M	Buy	138,425 +13,412	+11%	+$513K	﹤0.01%	1183
2019 Q1	$3.42M	Buy	125,013 +28,408	+29%	+$778K	﹤0.01%	1288
2018 Q4	$2.46M	Sell	96,605 -7,100	-7%	-$181K	﹤0.01%	1350
2018 Q3	$3.24M	Sell	103,705 -5,700	-5%	-$178K	﹤0.01%	1301
2018 Q2	$3.8M	Sell	109,405 -45,782	-30%	-$1.59M	﹤0.01%	1256
2018 Q1	$6.31M	Buy	155,187 +6,758	+5%	+$275K	0.01%	1064
2017 Q4	$6.23M	Buy	148,429 +43,119	+41%	+$1.81M	0.01%	1038
2017 Q3	$4.14M	Buy	105,310 +20,714	+24%	+$814K	﹤0.01%	1151
2017 Q2	$3.23M	Buy	84,596 +2,928	+4%	+$112K	﹤0.01%	1183
2017 Q1	$2.95M	Buy	81,668 +9,978	+14%	+$360K	﹤0.01%	1183
2016 Q4	$2.14M	Sell	71,690 -21,428	-23%	-$641K	﹤0.01%	1260
2016 Q3	$3.12M	Sell	93,118 -11,221	-11%	-$376K	﹤0.01%	1195
2016 Q2	$3.08M	Sell	104,339 -148,215	-59%	-$4.37M	﹤0.01%	1191
2016 Q1	$8.76M	Sell	252,554 -19,630	-7%	-$681K	0.01%	876
2015 Q4	$10.7M	Sell	272,184 -61,818	-19%	-$2.42M	0.01%	843
2015 Q3	$13.9M	Sell	334,002 -99,659	-23%	-$4.15M	0.02%	785
2015 Q2	$22.3M	Buy	433,661 +71,842	+20%	+$3.7M	0.02%	685
2015 Q1	$20M	Sell	361,819 -30,990	-8%	-$1.71M	0.02%	705
2014 Q4	$21M	Buy	392,809 +8,368	+2%	+$447K	0.02%	688
2014 Q3	$19.7M	Buy	384,441 +8,213	+2%	+$420K	0.02%	684
2014 Q2	$19.3M	Sell	376,228 -131,093	-26%	-$6.73M	0.02%	690
2014 Q1	$24.9M	Buy	507,321 +123,647	+32%	+$6.06M	0.03%	596
2013 Q4	$16.7M	Buy	383,674 +36,657	+11%	+$1.59M	0.02%	686
2013 Q3	$11.6M	Sell	347,017 -32,945	-9%	-$1.1M	0.01%	769
2013 Q2	$11.8M	Buy	+379,962	New	+$11.8M	0.02%	722