Axa’s Legg Mason, Inc. LM Stock Holding History

Axa’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-231,800	Closed	-$11.3M	–	1314
2020 Q1	$11.3M	Buy	231,800 +11,600	+5%	+$506K	0.06%	328
2019 Q4	$7.91M	Sell	220,200 -4,700	-2%	-$174K	0.03%	503
2019 Q3	$8.59M	Sell	224,900 -3,500	-2%	-$132K	0.03%	512
2019 Q2	$8.74M	Sell	228,400 -37,200	-14%	-$1.29M	0.03%	505
2019 Q1	$7.27M	Buy	+265,600	New	+$7.62M	0.03%	536
2018 Q3	–	Sell	-49,300	Closed	-$1.71M	–	1417
2018 Q2	$1.71M	Sell	49,300 -101,200	-67%	-$3.84M	0.01%	895
2018 Q1	$6.12M	Sell	150,500 -363,600	-71%	-$15M	0.02%	593
2017 Q4	$21.6M	Buy	514,100 +260,700	+103%	+$10.2M	0.08%	279
2017 Q3	$9.96M	Buy	253,400 +124,500	+97%	+$4.78M	0.04%	434
2017 Q2	$4.92M	Buy	128,900 +79,900	+163%	+$3.03M	0.02%	611
2017 Q1	$1.77M	Buy	+49,000	New	+$1.7M	0.01%	806
2016 Q4	–	Sell	-12,700	Closed	-$425K	–	1309
2016 Q3	$425K	Buy	+12,700	New	+$423K	﹤0.01%	1051
2016 Q1	–	Sell	-214,100	Closed	-$8.4M	–	1461
2015 Q4	$8.4M	Buy	214,100 +213,500	+35,583%	+$9.14M	0.04%	432
2015 Q3	$25K	Hold	600	–	–	﹤0.01%	1396
2015 Q2	$31K	Buy	+600	New	+$32.3K	﹤0.01%	1351
2015 Q1	–	Sell	-219,500	Closed	-$11.7M	–	1509
2014 Q4	$11.7M	Buy	219,500 +26,118	+14%	+$1.38M	0.05%	355
2014 Q3	$9.89M	Buy	193,382 +37,100	+24%	+$1.84M	0.04%	379
2014 Q2	$8.02M	Buy	156,282 +5,180	+3%	+$250K	0.03%	437
2014 Q1	$7.41M	Buy	+151,102	New	+$6.73M	0.03%	441
2013 Q3	–	Sell	-90	Closed	-$3K	–	1351
2013 Q2	$3K	Buy	+90	New	+$2.94K	﹤0.01%	1273

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return

Carlson Capital Dallas, Texas $318M AUM 27.64% 1-Year Est. Return

Axa's LM Position: Q2 2020 in Review

Axa sold out of Legg Mason, Inc. (LM) in Q2 2020, closing a stake of 231,800 shares — an estimated $11.3M sold.

Axa first reported a position in LM in Q2 2013 and held it in 20 quarters. The position peaked at $21.6M in Q4 2017. 303 funds tracked by Wall St. Rank hold LM as of Q2 2020.

Axa reported no remaining Legg Mason, Inc. position as of Q2 2020 after selling out during the quarter.
Axa sold 231,800 Legg Mason, Inc. shares in Q2 2020, an estimated $11.3M.
Axa first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 20 quarters.
Axa's Legg Mason, Inc. position peaked at $21.6M in Q4 2017.
303 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q2 2020.

Based on Axa's 13F filing for Q2 2020, filed 14 Aug 2020.