Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

339 hedge funds and large institutions have $5.81B invested in Legg Mason, Inc. in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 101 increasing their positions, 142 reducing their positions, and 37 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

339

Holders Change

-5

Holders Change %

-1.45%

% of All Funds

11%

Holding in Top 10

Holding in Top 10 Change

Holding in Top 10 Change %

+16.67%

% of All Funds

0.23%

New

Increased

101

Reduced

142

Closed

Calls

$19.5M

Puts

$32M

Net Calls

-$12.5M

Net Calls Change

+$35.3M

Top Buyers

1	Loomis, Sayles & Company Boston, Massachusetts	$128M
2	Pzena Investment Management New York	$60.2M
3	PAM Panagora Asset Management Boston, Massachusetts	$39.2M
4	JPMorgan Chase & Co New York	$77.3M
5	PP Prospector Partners Guilford, Connecticut	$28.8M

Top Sellers

1	GC Greenlight Capital New York	$55.2M
2	Invesco Atlanta, Georgia	$167M
3	CIM Contrarius Investment Management St. Helier, Jersey	$3.33M
4	MAMU Marathon Asset Management (UK) London, United Kingdom	$32.6M
5	Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada	$10.4M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
251	SIM 251 Sentry Investment Management Stevens Point, Wisconsin	$334K	+$144K	+4,300	+75%
252	SAM 252 Securian Asset Management St Paul, Minnesota	$323K	-$10K	-300	-3%
253	253 Two Sigma Investments New York	$322K	–	–	–
254	CG 254 Clinton Group New York	$321K	-$1.23M	-36,708	-79%
255	CK 255 Cohen Klingenstein New York	$311K	–	–	–
256	WBC 256 Westpac Banking Corp Sydney, Australia	$306K	-$6.52K	-195	-2%
257	KRS 257 Kentucky Retirement Systems Frankfort, Kentucky	$302K	+$302K	+9,018	New
258	KJHP 258 K.J. Harrison & Partners Toronto, Ontario, Canada	$301K	-$669K	-20,000	-69%
259	NSEDCP 259 NJ State Employees Deferred Compensation Plan Trenton, New Jersey	$301K	–	–	–
260	260 LSV Asset Management Chicago, Illinois	$300K	+$300K	+9,000	New
261	ACI 261 AMP Capital Investors Sydney, Australia	$298K	-$2.17M	-63,987	-88%
262	FAAS 262 First Allied Advisory Services San Diego, California	$298K	+$5.01K	+150	+2%
263	VAM 263 Visium Asset Management New York	$297K	-$384K	-11,484	-56%
264	UR 264 USCA RIA Houston, Texas	$292K	-$10K	-300	-3%
265	GIM 265 Greystone Investment Management Cincinnati, Ohio	$286K	+$286K	+8,550	New
266	LC 266 Loews Corp New York	$284K	+$284K	+8,500	New
267	G 267 GlobalBridge Minneapolis, Minnesota	$269K	+$5.21K	+156	+2%
268	GIA 268 GHP Investment Advisors Denver, Colorado	$268K	+$33	+1	+0%
269	NSAM 269 North Star Asset Management Neenah, Wisconsin	$266K	–	–	–
270	NTCOC 270 Northern Trust Company of Connecticut Stamford, Connecticut	$253K	–	–	–
271	LTFS 271 Ladenburg Thalmann Financial Services Miami, Florida	$243K	-$2.21K	-66	-0.9%
272	CEP 272 Chicago Equity Partners Chicago, Illinois	$242K	+$242K	+7,250	New
273	273 Wellington Management Group Boston, Massachusetts	$239K	-$36.9K	-1,105	-13%
274	274 Commonwealth Equity Services Waltham, Massachusetts	$239K	+$2.57K	+77	+1%
275	NG 275 NatWest Group Edinburgh, Scotland, United Kingdom	$233K	-$491K	-14,694	-68%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM