NatWest Group’s Legg Mason, Inc. LM Stock Holding History

NatWest Group’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-6,443	Closed	-$268K	–	368
2015 Q3	$268K	Sell	6,443 -98,041	-94%	-$4.54M	0.01%	346
2015 Q2	$5.38M	Sell	104,484 -325	-0.3%	-$17.5K	0.07%	104
2015 Q1	$5.79M	Buy	104,809 +1,019	+1%	+$57.2K	0.08%	108
2014 Q4	$5.54K	Buy	+103,790	New	+$5.48M	0.05%	112
2014 Q1	–	Sell	-8,549	Closed	-$372K	–	727
2013 Q4	$372K	Buy	8,549 +1,576	+23%	+$61.1K	0.01%	624
2013 Q3	$233K	Sell	6,973 -14,694	-68%	-$492K	0.01%	958
2013 Q2	$672K	Buy	+21,667	New	+$708K	0.01%	546

Other funds holding LM

TFM

Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Samlyn Capital New York $5.86B AUM 36.3% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Viking Global Investors Stamford, Connecticut $35.7B AUM 21.3% 1-Year Est. Return

NatWest Group's LM Position: Q4 2015 in Review

NatWest Group sold out of Legg Mason, Inc. (LM) in Q4 2015, closing a stake of 6,443 shares — an estimated $268K sold.

NatWest Group first reported a position in LM in Q2 2013 and held it in 7 quarters. The position peaked at $5.79M in Q1 2015. 381 funds tracked by Wall St. Rank hold LM as of Q4 2015.

NatWest Group reported no remaining Legg Mason, Inc. position as of Q4 2015 after selling out during the quarter.
NatWest Group sold 6,443 Legg Mason, Inc. shares in Q4 2015, an estimated $268K.
NatWest Group first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 7 quarters.
NatWest Group's Legg Mason, Inc. position peaked at $5.79M in Q1 2015.
381 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q4 2015.

Based on NatWest Group's 13F filing for Q4 2015, filed 16 Feb 2016.