UR
LM

USCA RIA’s Legg Mason, Inc. LM Stock Holding History

USCA RIA’s Portfolio LM Stock Details LM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-6,945
Closed -$217K – 488
2018
Q3 		$217K Sell
6,945
-100
-1% -$3.23K 0.02% 436
2018
Q2 		$245K Sell
7,045
-600
-8% -$22.8K 0.03% 404
2018
Q1 		$311K Hold
7,645
– – 0.03% 364
2017
Q4 		$321K Sell
7,645
-700
-8% -$27.5K 0.04% 355
2017
Q3 		$318K Hold
8,345
– – 0.04% 344
2017
Q2 		$318K Hold
8,345
– – 0.04% 347
2017
Q1 		$301K Sell
8,345
-600
-7% -$20.8K 0.04% 340
2016
Q4 		$268K Sell
8,945
-200
-2% -$6.28K 0.04% 337
2016
Q3 		$306K Hold
9,145
– – 0.05% 312
2016
Q2 		$270K Hold
9,145
– – 0.05% 314
2016
Q1 		$317K Buy
9,145
+400
+5% +$12.5K 0.06% 267
2015
Q4 		$343K Sell
8,745
-250
-3% -$10.7K 0.07% 257
2015
Q3 		$374K Hold
8,995
– – 0.09% 219
2015
Q2 		$464K Hold
8,995
– – 0.12% 189
2015
Q1 		$497K Sell
8,995
-50
-0.6% -$2.81K 0.13% 174
2014
Q4 		$483K Hold
9,045
– – 0.13% 177
2014
Q3 		$463K Hold
9,045
– – 0.14% 178
2014
Q2 		$464K Hold
9,045
– – 0.16% 156
2014
Q1 		$444K Hold
9,045
– – 0.16% 159
2013
Q4 		$393K Buy
9,045
+310
+4% +$12K 0.16% 160
2013
Q3 		$292K Sell
8,735
-300
-3% -$10K 0.13% 181
2013
Q2 		$280K Buy
+9,035
New +$295K 0.14% 180

Other funds holding LM

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

USCA RIA's LM Position: Q4 2018 in Review

USCA RIA sold out of Legg Mason, Inc. (LM) in Q4 2018, closing a stake of 6,945 shares — an estimated $217K sold.

USCA RIA first reported a position in LM in Q2 2013 and held it in 22 quarters. The position peaked at $497K in Q1 2015. 316 funds tracked by Wall St. Rank hold LM as of Q4 2018.

  • USCA RIA reported no remaining Legg Mason, Inc. position as of Q4 2018 after selling out during the quarter.
  • USCA RIA sold 6,945 Legg Mason, Inc. shares in Q4 2018, an estimated $217K.
  • USCA RIA first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 22 quarters.
  • USCA RIA's Legg Mason, Inc. position peaked at $497K in Q1 2015.
  • 316 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q4 2018.

Based on USCA RIA's 13F filing for Q4 2018, filed 12 Feb 2019.