Clinton Group’s Legg Mason, Inc. LM Stock Holding History

Clinton Group’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-10,076	Closed	-$385K	–	667
2017 Q2	$385K	Buy	+10,076	New	+$382K	0.04%	439
2016 Q3	–	Sell	-32,940	Closed	-$971K	–	1125
2016 Q2	$971K	Buy	+32,940	New	+$1.07M	0.04%	486
2015 Q3	–	Sell	-60,518	Closed	-$3.12M	–	884
2015 Q2	$3.12M	Buy	+60,518	New	+$3.26M	0.44%	50
2015 Q1	–	Sell	-10,013	Closed	-$534K	–	642
2014 Q4	$534K	Buy	+10,013	New	+$528K	0.17%	218
2013 Q4	–	Sell	-9,595	Closed	-$321K	–	444
2013 Q3	$321K	Sell	9,595 -36,708	-79%	-$1.23M	0.1%	238
2013 Q2	$1.44M	Buy	+46,303	New	+$1.51M	0.47%	18

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Clinton Group's LM Position: Q3 2017 in Review

Clinton Group sold out of Legg Mason, Inc. (LM) in Q3 2017, closing a stake of 10,076 shares — an estimated $385K sold.

Clinton Group first reported a position in LM in Q2 2013 and held it in 6 quarters. The position peaked at $3.12M in Q2 2015. 303 funds tracked by Wall St. Rank hold LM as of Q3 2017.

Clinton Group reported no remaining Legg Mason, Inc. position as of Q3 2017 after selling out during the quarter.
Clinton Group sold 10,076 Legg Mason, Inc. shares in Q3 2017, an estimated $385K.
Clinton Group first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 6 quarters.
Clinton Group's Legg Mason, Inc. position peaked at $3.12M in Q2 2015.
303 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2017.

Based on Clinton Group's 13F filing for Q3 2017, filed 14 Nov 2017.