Nuveen Mortgage and Income Fund
32 hedge funds and large institutions have $39.3M invested in Nuveen Mortgage and Income Fund in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 5 closing their positions.
0.31% more ownership
Funds ownership: 12.75% → 13.06% (+0.31%)
1% less capital invested
Capital invested by funds: $39.6M → $39.3M (-$337K)
3% less funds holding
Funds holding: 33 → 32 (-1)
20% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 5
33% less repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 15
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SIA
Sit Investment Associates
Minneapolis,
Minnesota
|
+$5.83M |
| 2 |
Thrivent Financial for Lutherans
Minneapolis,
Minnesota
|
+$1.12M |
| 3 |
TJHA
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
+$748K |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$445K |
| 5 |
Morgan Stanley
New York
|
+$103K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HCM
Hilton Capital Management
Garden City,
New York
|
-$6.01M |
| 2 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$311K |
| 3 |
Lido Advisors
Los Angeles,
California
|
-$268K |
| 4 |
BEI
Benjamin Edwards Inc
Clayton,
Missouri
|
-$257K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
-$257K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BEI
26
Benjamin Edwards Inc
Clayton,
Missouri
| $149K | -$257K | -13,468 | -63% |
|
27
Osaic Holdings
Scottsdale,
Arizona
| $121K | -$15.6K | -819 | -11% |
|
|
ASN
28
Advisory Services Network
Atlanta,
Georgia
| $53K | +$53.7K | +2,811 | New |
|
|
FWM
29
Focused Wealth Management
Newburgh,
New York
| $9K | – | – | – |
|
|
AF
30
Advisornet Financial
Minnetonka,
Minnesota
| $7K | – | – | – |
|
|
FHA
31
Flagship Harbor Advisors
Boston,
Massachusetts
| $5K | – | – | – |
|
32
Barclays
London,
United Kingdom
| $1K | +$458 | +24 | New |
|
|
RJA
33
Raymond James & Associates
St Petersburg,
Florida
| – | -$311K | -15,904 | Closed |
|
|
CAN
34
Cetera Advisor Networks
El Segundo,
California
| – | -$17K | -882 | Closed |
|
35
Fifth Third Bancorp
Cincinnati,
Ohio
| – | -$3K | -163 | Closed |
|
|
S
36
SignatureFD
Atlanta,
Georgia
| – | -$1K | -60 | Closed |
|
JLS Hedge Fund Activity: Q3 2020 in Review
32 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q3 2020, worth a combined $39.3M — down 0.85% from $39.6M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of JLS and 4 opened new positions — a net loss of 1 holder — while 15 trimmed existing stakes and 10 added.
The largest buyer was Sit Investment Associates, adding an estimated $5.83M. The largest seller was Hilton Capital Management, cutting an estimated $6.01M.
- 32 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q3 2020, down from 33 in Q2 2020.
- Funds reported $39.3M of Nuveen Mortgage and Income Fund stock for Q3 2020, down 0.85% quarter-over-quarter.
- 4 funds opened new Nuveen Mortgage and Income Fund positions in Q3 2020 and 5 closed out, a net change of -1 holder.
- The largest Nuveen Mortgage and Income Fund buyer in Q3 2020 was Sit Investment Associates, an estimated $5.83M added.
- The largest Nuveen Mortgage and Income Fund seller in Q3 2020 was Hilton Capital Management, an estimated $6.01M sold.
Based on aggregated 13F filings for Q3 2020.