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Nuveen Mortgage and Income Fund
JLS

34 hedge funds and large institutions have $30.3M invested in Nuveen Mortgage and Income Fund in 2020 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

0.07% more ownership

Funds ownership: 11.54% → 11.6% (+0.07%)

3% less funds holding

Funds holding: 35 → 34 (-1)

15% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 13

25% less capital invested

Capital invested by funds: $40.3M → $30.3M (-$9.94M)

Holders
34
Holders Change
-1
Holders Change %
-2.86%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
11
Reduced
13
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
+$5.97M
2
RVPG
Relative Value Partners Group
+$689K
3
FM
Family Management
New York
+$599K
4
Morgan Stanley
Morgan Stanley
New York
+$377K
5
SFS
Shaker Financial Services
Virginia
+$349K

Top Sellers

Rank Fund Capital Flow
1
HCM
Hilton Capital Management
New York
-$3.9M
2
Ameriprise
Ameriprise
Minnesota
-$1.08M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$1.05M
4
Bank of America
Bank of America
North Carolina
-$1M
5
MFG
Magnus Financial Group
New York
-$508K
Name Holding Trade Value Shares
Change 		Change in
Stake
PFGIA
26
Patriot Financial Group Insurance Agency
Massachusetts
$213K -$39.7K -1,869 -13%
Rockefeller Capital Management
27
Rockefeller Capital Management
New York
$176K +$8.97K +422 +4%
APA
28
American Portfolios Advisors
New York
$150K +$39.6K +1,861 +26%
EWM
29
Edge Wealth Management
New York
$83K +$106K +5,000 New
ASN
30
Advisory Services Network
Georgia
$41K +$8.99K +423 +20%
US Bancorp
31
US Bancorp
Minnesota
$29K +$37.3K +1,753 New
FWM
32
Focused Wealth Management
New York
$8K – – –
AF
33
Advisornet Financial
Minnesota
$6K – – –
FHA
34
Flagship Harbor Advisors
Massachusetts
$5K +$5.91K +278 New
RJFSA
35
Raymond James Financial Services Advisors
Florida
– -$1.05M -47,974 Closed
MFG
36
Magnus Financial Group
New York
– -$508K -23,155 Closed
IAA
37
Independent Advisor Alliance
North Carolina
– -$414K -18,835 Closed
FIA
38
FNY Investment Advisers
New York
– -$120K -5,482 Closed
Northwestern Mutual Wealth Management
39
Northwestern Mutual Wealth Management
Wisconsin
– -$74K -3,360 Closed
JFA
40
JNBA Financial Advisors
Minnesota
– -$44K -2,000 Closed
JCM
41
Jacobi Capital Management
Pennsylvania
– -$9K -400 Closed
1
2

JLS Hedge Fund Activity: Q1 2020 in Review

34 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q1 2020, worth a combined $30.3M — down 25% from $40.3M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new JLS positions and 7 closed out — a net gain of 1 holder — while 11 added to existing stakes and 13 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $5.97M. The largest seller was Hilton Capital Management, cutting an estimated $3.9M.

  • 34 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q1 2020, down from 35 in Q4 2019.
  • Funds reported $30.3M of Nuveen Mortgage and Income Fund stock for Q1 2020, down 25% quarter-over-quarter.
  • 8 funds opened new Nuveen Mortgage and Income Fund positions in Q1 2020 and 7 closed out, a net change of +1 holder.
  • The largest Nuveen Mortgage and Income Fund buyer in Q1 2020 was Sit Investment Associates, an estimated $5.97M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q1 2020 was Hilton Capital Management, an estimated $3.9M sold.

Based on aggregated 13F filings for Q1 2020.