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Nuveen Floating Rate Income Fund
JFR

73 hedge funds and large institutions have $182M invested in Nuveen Floating Rate Income Fund in 2014 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 20 increasing their positions, 24 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

16% more capital invested

Capital invested by funds: $157M → $182M (+$25.3M)

9% more funds holding

Funds holding: 67 → 73 (+6)

3.75% more ownership

Funds ownership: 23.81% → 27.56% (+3.7%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

17% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 24

Holders
73
Holders Change
+6
Holders Change %
+8.96%
% of All Funds
2.11%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
12
Increased
20
Reduced
24
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
+$12.4M
2
RCA
Restructuring Capital Associates
Connecticut
+$8.78M
3
MIG
Mariner Investment Group
New York
+$2.84M
4
NCM
Newgate Capital Management
Connecticut
+$1.31M
5
UCFA
United Capital Financial Advisors
Texas
+$1.13M

Top Sellers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
-$1.56M
2
Invesco
Invesco
Georgia
-$1.49M
3
Cohen & Steers
Cohen & Steers
New York
-$1.23M
4
PC
Perry Capital
New York
-$536K
5
AAM
Advisors Asset Management
Colorado
-$512K
Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
26
First Trust Advisors
Illinois
$752K +$43.8K +3,635 +6%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$751K -$278K -23,096 -27%
Citigroup
28
Citigroup
New York
$668K +$456K +37,884 +211%
TIA
29
Tiemann Investment Advisors
California
$633K +$747 +62 +0.1%
Ameriprise
30
Ameriprise
Minnesota
$562K +$56K +4,651 +11%
IAS
31
IMA Advisory Services
Colorado
$555K +$10.6K +880 +2%
OIA
32
Optimum Investment Advisors
Illinois
$529K -$3.61K -300 -0.7%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$498K -$455K -37,773 -48%
RWML
34
RAFFA WEALTH MANAGEMENT, LLC
District of Columbia
$483K – – –
Franklin Resources
35
Franklin Resources
California
$478K – – –
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$477K +$352K +29,206 +273%
SSWM
37
Sheets Smith Wealth Management
North Carolina
$435K +$24.1K +2,000 +6%
SFS
38
Shaker Financial Services
Virginia
$417K +$31.3K +2,600 +8%
FHC
39
First Houston Capital
Texas
$403K -$80.7K -6,700 -17%
WAM
40
Wolverine Asset Management
Illinois
$398K +$67.9K +5,638 +20%
ZA
41
Zazove Associates
Nevada
$384K – – –
Deutsche Bank
42
Deutsche Bank
Germany
$381K -$12K -1,000 -3%
WA
43
WFG Advisors
Texas
$371K +$3.77K +313 +1%
OFG
44
OTA Financial Group
New York
$362K +$365K +30,318 New
FAAS
45
First Allied Advisory Services
California
$347K +$349K +29,000 New
OC
46
Oppenheimer & Co
New York
$338K +$988 +82 +0.3%
VKH
47
Virtu KCG Holdings
New York
$268K +$270K +22,381 New
Cambridge Investment Research Advisors
48
Cambridge Investment Research Advisors
Iowa
$265K +$267K +22,153 New
WS
49
Wedbush Securities
California
$215K – – –
Royal Bank of Canada
50
Royal Bank of Canada
Ontario, Canada
$199K +$14K +1,162 +8%
1
2
3 4

JFR Hedge Fund Activity: Q1 2014 in Review

73 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q1 2014, worth a combined $182M — up 16% from $157M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new JFR positions and 6 closed out — a net gain of 6 holders — while 20 added to existing stakes and 24 trimmed.

The largest buyer was Baillie Gifford & Co, adding an estimated $12.4M. The largest seller was Guggenheim Capital, cutting an estimated $1.56M.

  • 73 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q1 2014, up from 67 in Q4 2013.
  • Funds reported $182M of Nuveen Floating Rate Income Fund stock for Q1 2014, up 16% quarter-over-quarter.
  • 12 funds opened new Nuveen Floating Rate Income Fund positions in Q1 2014 and 6 closed out, a net change of +6 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q1 2014 was Baillie Gifford & Co, an estimated $12.4M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q1 2014 was Guggenheim Capital, an estimated $1.56M sold.

Based on aggregated 13F filings for Q1 2014.