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iShares Micro-Cap ETF

130 hedge funds and large institutions have $593M invested in iShares Micro-Cap ETF in 2014 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 51 increasing their positions, 40 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more capital invested

Capital invested by funds: $462M → $593M (+$131M)

28% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 40

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

2.92% more ownership

Funds ownership: 51.42%54.34% (+2.9%)

4% less funds holding

Funds holding: 136130 (-6)

29% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 21

64% less call options, than puts

Call options by funds: $711K | Put options by funds: $1.96M

Holders
130
Holders Change
-6
Holders Change %
-4.41%
% of All Funds
3.75%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.17%
New
15
Increased
51
Reduced
40
Closed
21
Calls
$711K
Puts
$1.96M
Net Calls
-$1.25M
Net Calls Change
-$2.17M
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$71M +$70.6M +918,548 New
Bank of America
2
Bank of America
North Carolina
$53.3M +$11.4M +148,449 +27%
Wells Fargo
3
Wells Fargo
California
$41.7M +$5.74M +74,709 +16%
CSIA
4
Charles Schwab Investment Advisory
California
$40.5M +$578K +7,529 +1%
Goldman Sachs
5
Goldman Sachs
New York
$33.4M +$7.8M +101,548 +31%
QI
6
QS Investors
New York
$24.8M +$5.69M +74,058 +30%
Citigroup
7
Citigroup
New York
$23.9M +$62.2K +810 +0.3%
BTS
8
BB&T Securities
Virginia
$23.6M +$2.35M +30,580 New
Morgan Stanley
9
Morgan Stanley
New York
$20.9M +$6.84M +89,100 +49%
U
10
UBS
Switzerland
$20.8M +$8.53M +111,068 +70%
EA
11
Efficient Advisors
Ohio
$18.7M -$118K -1,533 -0.6%
JP Morgan Chase
12
JP Morgan Chase
New York
$16.9M -$13.5M -175,571 -44%
RC
13
RegentAtlantic Capital
New Jersey
$13.7M -$359K -4,671 -3%
BFPW
14
BOK Financial Private Wealth
Colorado
$10.4M -$350K -4,551 -3%
JMPWA
15
JP Morgan Private Wealth Advisors
California
$10M -$454K -5,907 -4%
MAA
16
Managed Account Advisors
New Jersey
$9.98M +$274K +3,573 +3%
OCM
17
One Capital Management
California
$8.48M +$8.43M +109,765 New
HSA
18
HBK Sorce Advisory
Pennsylvania
$7.74M -$371K -4,824 -5%
AA
19
Alesco Advisors
New York
$7.64M +$157K +2,050 +2%
LPL Financial
20
LPL Financial
California
$7.23M -$841K -10,944 -10%
TC
21
Telemus Capital
Michigan
$7.15M -$4.42M -57,578 -38%
MBT
22
Monroe Bank & Trust
Michigan
$6.91M -$229K -2,982 -3%
RJA
23
Raymond James & Associates
Florida
$6.8M +$5.93M +77,190 +719%
CBU
24
CIBC Bank USA
Illinois
$5.72M +$1.35M +17,605 +31%
DY
25
Dowling & Yahnke
California
$5.27M -$82.2K -1,070 -2%

IWC Hedge Fund Activity: Q1 2014 in Review

130 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q1 2014, worth a combined $593M — up 28% from $462M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of IWC and 15 opened new positions — a net loss of 6 holders — while 40 trimmed existing stakes and 51 added.

The largest buyer was RiverFront Investment Group, opening a new position worth an estimated $70.6M. The largest seller was JP Morgan Chase, cutting an estimated $13.5M.

  • 130 institutional investors held iShares Micro-Cap ETF (IWC) as of Q1 2014, down from 136 in Q4 2013.
  • Funds reported $593M of iShares Micro-Cap ETF stock for Q1 2014, up 28% quarter-over-quarter.
  • 15 funds opened new iShares Micro-Cap ETF positions in Q1 2014 and 21 closed out, a net change of -6 holders.
  • The largest iShares Micro-Cap ETF buyer in Q1 2014 was RiverFront Investment Group, an estimated $70.6M added.
  • The largest iShares Micro-Cap ETF seller in Q1 2014 was JP Morgan Chase, an estimated $13.5M sold.

Based on aggregated 13F filings for Q1 2014.