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iShares Micro-Cap ETF

162 hedge funds and large institutions have $440M invested in iShares Micro-Cap ETF in 2017 Q4 according to their latest regulatory filings, with 34 funds opening new positions, 46 increasing their positions, 53 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

162% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 13

73% more call options, than puts

Call options by funds: $3.32M | Put options by funds: $1.92M

15% more funds holding

Funds holding: 141162 (+21)

12% more capital invested

Capital invested by funds: $392M → $440M (+$48.9M)

3.07% more ownership

Funds ownership: 45.75%48.82% (+3.1%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

13% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 53

Holders
162
Holders Change
+21
Holders Change %
+14.89%
% of All Funds
3.67%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
34
Increased
46
Reduced
53
Closed
13
Calls
$3.32M
Puts
$1.92M
Net Calls
+$1.41M
Net Calls Change
+$914K
Name Holding Trade Value Shares
Change
Change in
Stake
MFM
1
MD Financial Management
Ontario, Canada
$68.4M +$67.7M +714,357 New
Bank of America
2
Bank of America
North Carolina
$37.5M +$283K +2,982 +0.8%
Wells Fargo
3
Wells Fargo
California
$34.1M -$217K -2,285 -0.6%
EA
4
Efficient Advisors
Ohio
$19.2M -$205K -2,166 -1%
Morgan Stanley
5
Morgan Stanley
New York
$15M -$2.81M -29,680 -16%
OCM
6
One Capital Management
California
$14.7M -$393K -4,148 -3%
RC
7
RegentAtlantic Capital
New Jersey
$13.1M -$229K -2,412 -2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$12.2M +$10.7M +112,394 +755%
AA
9
Alesco Advisors
New York
$11.7M -$146K -1,543 -1%
DY
10
Dowling & Yahnke
California
$10.7M -$233K -2,456 -2%
BFPW
11
BOK Financial Private Wealth
Colorado
$10.4M -$163K -1,723 -2%
MBT
12
Monroe Bank & Trust
Michigan
$9.99M +$54.7K +577 +0.6%
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$9.58M -$115K -1,213 -1%
Creative Planning
14
Creative Planning
Kansas
$9.03M -$209K -2,202 -2%
GPW
15
GFS Private Wealth
Florida
$7.52M +$7.45M +78,593 New
SAM
16
Silvercrest Asset Management
New York
$7.46M
BAAM
17
Baker Avenue Asset Management
California
$7.04M +$6.61M +69,736 +1,845%
JP Morgan Chase
18
JP Morgan Chase
New York
$6.68M +$6.57M +69,315 +15,036%
MFP
19
Mosaic Financial Partners
California
$5.84M +$1.75M +18,476 +566%
TAIM
20
TD Ameritrade Investment Management
Nebraska
$5.84M -$111K -1,172 -2%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$5.75M -$377K -3,979 -6%
UBS Group
22
UBS Group
Switzerland
$5.37M -$3.41K -36 -0.1%
Charles Schwab
23
Charles Schwab
California
$5.3M
WMG
24
WESCAP Management Group
California
$4.73M +$326K +3,443 +7%
CIM
25
Cambria Investment Management
California
$4.48M +$409K +4,320 +10%

IWC Hedge Fund Activity: Q4 2017 in Review

162 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q4 2017, worth a combined $440M — up 12% from $392M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new IWC positions and 13 closed out — a net gain of 21 holders — while 46 added to existing stakes and 53 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $10.7M. The largest seller was QS Investors, exiting entirely with an estimated $53M sold.

  • 162 institutional investors held iShares Micro-Cap ETF (IWC) as of Q4 2017, up from 141 in Q3 2017.
  • Funds reported $440M of iShares Micro-Cap ETF stock for Q4 2017, up 12% quarter-over-quarter.
  • 34 funds opened new iShares Micro-Cap ETF positions in Q4 2017 and 13 closed out, a net change of +21 holders.
  • The largest iShares Micro-Cap ETF buyer in Q4 2017 was Commonwealth Equity Services, an estimated $10.7M added.
  • The largest iShares Micro-Cap ETF seller in Q4 2017 was QS Investors, an estimated $53M sold.

Based on aggregated 13F filings for Q4 2017.