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iShares Micro-Cap ETF

124 hedge funds and large institutions have $478M invested in iShares Micro-Cap ETF in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 44 increasing their positions, 43 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more funds holding in top 10

Funds holding in top 10: 67 (+1)

6.15% more ownership

Funds ownership: 51.14%57.29% (+6.2%)

2% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 43

8% less funds holding

Funds holding: 135124 (-11)

16% less capital invested

Capital invested by funds: $570M → $478M (-$91.6M)

31% less call options, than puts

Call options by funds: $22.1M | Put options by funds: $31.8M

65% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 17

Holders
124
Holders Change
-11
Holders Change %
-8.15%
% of All Funds
3.6%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.2%
New
6
Increased
44
Reduced
43
Closed
17
Calls
$22.1M
Puts
$31.8M
Net Calls
-$9.72M
Net Calls Change
-$11.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$42.8M -$2.44M -33,546 -5%
Wells Fargo
2
Wells Fargo
California
$41.6M +$4.38M +60,314 +11%
CSIA
3
Charles Schwab Investment Advisory
California
$41M +$2.82M +38,789 +7%
RIG
4
RiverFront Investment Group
Virginia
$34.1M -$33.1M -455,036 -48%
Goldman Sachs
5
Goldman Sachs
New York
$30.3M +$321K +4,412 +1%
QI
6
QS Investors
New York
$28.1M +$490K +6,748 +2%
U
7
UBS
Switzerland
$17.6M -$711K -9,793 -4%
EA
8
Efficient Advisors
Ohio
$16.9M +$298K +4,108 +2%
Morgan Stanley
9
Morgan Stanley
New York
$13.9M +$688K +9,468 +5%
BTS
10
BB&T Securities
Virginia
$13.6M -$1.22M -16,765 -46%
JP Morgan Chase
11
JP Morgan Chase
New York
$12.4M +$877K +12,074 +7%
RC
12
RegentAtlantic Capital
New Jersey
$11.8M -$273K -3,759 -2%
Creative Planning
13
Creative Planning
Kansas
$10.7M +$9.01M +124,085 +418%
BFPW
14
BOK Financial Private Wealth
Colorado
$9.46M -$20.6K -283 -0.2%
MAA
15
Managed Account Advisors
New Jersey
$8.68M -$64.5K -888 -0.7%
AA
16
Alesco Advisors
New York
$8.04M +$377K +5,188 +5%
OCM
17
One Capital Management
California
$7.81M +$55K +757 +0.7%
TAIM
18
TD Ameritrade Investment Management
Nebraska
$7.58M +$801K +11,019 +11%
Citigroup
19
Citigroup
New York
$7.31M -$97.3K -1,339 -1%
CBU
20
CIBC Bank USA
Illinois
$6.62M +$38.5K +530 +0.6%
HSA
21
HBK Sorce Advisory
Pennsylvania
$6.36M -$93.6K -1,288 -1%
MBT
22
Monroe Bank & Trust
Michigan
$6.3M +$51.1K +703 +0.8%
RJA
23
Raymond James & Associates
Florida
$5.01M -$1.33M -18,327 -20%
DY
24
Dowling & Yahnke
California
$4.63M -$104K -1,425 -2%
TH
25
Timber Hill
Connecticut
$4.13M +$1.03M +14,204 +31%

IWC Hedge Fund Activity: Q3 2014 in Review

124 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2014, worth a combined $478M — down 16% from $570M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of IWC and 6 opened new positions — a net loss of 11 holders — while 43 trimmed existing stakes and 44 added.

The largest buyer was Creative Planning, adding an estimated $9.01M. The largest seller was RiverFront Investment Group, cutting an estimated $33.1M.

  • 124 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2014, down from 135 in Q2 2014.
  • Funds reported $478M of iShares Micro-Cap ETF stock for Q3 2014, down 16% quarter-over-quarter.
  • 6 funds opened new iShares Micro-Cap ETF positions in Q3 2014 and 17 closed out, a net change of -11 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2014 was Creative Planning, an estimated $9.01M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2014 was RiverFront Investment Group, an estimated $33.1M sold.

Based on aggregated 13F filings for Q3 2014.