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iShares Micro-Cap ETF

125 hedge funds and large institutions have $355M invested in iShares Micro-Cap ETF in 2016 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 43 increasing their positions, 43 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more call options, than puts

Call options by funds: $5.23M | Put options by funds: $3.33M

0% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 43

3.01% less ownership

Funds ownership: 55.05%52.04% (-3%)

7% less funds holding

Funds holding: 134125 (-9)

20% less capital invested

Capital invested by funds: $445M → $355M (-$89.7M)

38% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 21

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
125
Holders Change
-9
Holders Change %
-6.72%
% of All Funds
3.33%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.08%
New
13
Increased
43
Reduced
43
Closed
21
Calls
$5.23M
Puts
$3.33M
Net Calls
+$1.9M
Net Calls Change
+$2.03M
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$45.1M +$1.66M +25,670 +4%
Bank of America
2
Bank of America
North Carolina
$28.3M -$16.8M -260,180 -38%
Wells Fargo
3
Wells Fargo
California
$28.1M -$4.66M -72,109 -15%
QI
4
QS Investors
New York
$26.2M -$3.6M -55,737 -13%
EA
5
Efficient Advisors
Ohio
$16.9M +$474K +7,341 +3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$14.6M +$8.35M +129,332 +151%
AA
7
Alesco Advisors
New York
$14.4M +$2.83M +43,777 +26%
Morgan Stanley
8
Morgan Stanley
New York
$12.5M -$772K -11,964 -6%
BFPW
9
BOK Financial Private Wealth
Colorado
$11M +$22.3K +346 +0.2%
RC
10
RegentAtlantic Capital
New Jersey
$10.8M -$77.8K -1,205 -0.8%
Creative Planning
11
Creative Planning
Kansas
$9.4M -$14.4M -222,682 -62%
TAIM
12
TD Ameritrade Investment Management
Nebraska
$9.26M +$408K +6,325 +5%
DY
13
Dowling & Yahnke
California
$8.97M +$1.6M +24,844 +23%
Citigroup
14
Citigroup
New York
$6.97M -$135K -2,086 -2%
MBT
15
Monroe Bank & Trust
Michigan
$6.07M +$89.2K +1,381 +2%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$5.42M +$2.55M +39,504 +98%
SAM
17
Silvercrest Asset Management
New York
$5.2M -$43.9K -680 -0.9%
UBS Group
18
UBS Group
Switzerland
$5.04M -$6.63M -102,742 -58%
WMG
19
WESCAP Management Group
California
$4.62M +$4.39M +68,013 New
Charles Schwab
20
Charles Schwab
California
$4.21M +$389K +6,027 +11%
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$4.2M +$32K +495 +0.8%
Goldman Sachs
22
Goldman Sachs
New York
$3.62M -$9.72M -150,595 -74%
Citadel Advisors
23
Citadel Advisors
Florida
$3.48M +$3.31M +51,301 New
PP
24
Pegasus Partners
Wisconsin
$3.4M +$597K +9,245 +23%
PA
25
Parkside Advisors
California
$3.38M +$82.5K +1,277 +3%

IWC Hedge Fund Activity: Q1 2016 in Review

125 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q1 2016, worth a combined $355M — down 20% from $445M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of IWC and 13 opened new positions — a net loss of 8 holders — while 43 trimmed existing stakes and 43 added.

The largest buyer was Royal Bank of Canada, adding an estimated $8.35M. The largest seller was Bank of America, cutting an estimated $16.8M.

  • 125 institutional investors held iShares Micro-Cap ETF (IWC) as of Q1 2016, down from 134 in Q4 2015.
  • Funds reported $355M of iShares Micro-Cap ETF stock for Q1 2016, down 20% quarter-over-quarter.
  • 13 funds opened new iShares Micro-Cap ETF positions in Q1 2016 and 21 closed out, a net change of -8 holders.
  • The largest iShares Micro-Cap ETF buyer in Q1 2016 was Royal Bank of Canada, an estimated $8.35M added.
  • The largest iShares Micro-Cap ETF seller in Q1 2016 was Bank of America, an estimated $16.8M sold.

Based on aggregated 13F filings for Q1 2016.