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iShares Micro-Cap ETF

136 hedge funds and large institutions have $462M invested in iShares Micro-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 49 increasing their positions, 38 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

286% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 7

29% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 38

27% more capital invested

Capital invested by funds: $364M → $462M (+$98M)

16% more funds holding

Funds holding: 117136 (+19)

5.01% more ownership

Funds ownership: 46.41%51.42% (+5%)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

Holders
136
Holders Change
+19
Holders Change %
+16.24%
% of All Funds
3.95%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.15%
New
27
Increased
49
Reduced
38
Closed
7
Calls
$917K
Puts
Net Calls
+$917K
Net Calls Change
+$711K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$40.7M +$1.13M +15,846 +3%
CSIA
2
Charles Schwab Investment Advisory
California
$38.8M -$56.4K -794 -0.2%
Wells Fargo
3
Wells Fargo
California
$35M +$5.81M +81,748 +21%
JP Morgan Chase
4
JP Morgan Chase
New York
$29.7M +$15.3M +214,872 +119%
Goldman Sachs
5
Goldman Sachs
New York
$24.8M +$14.2M +200,064 +153%
Citigroup
6
Citigroup
New York
$23.2M +$14.3M +201,137 +188%
QI
7
QS Investors
New York
$18.6M -$22M -309,131 -56%
EA
8
Efficient Advisors
Ohio
$18.3M -$330K -4,645 -2%
Morgan Stanley
9
Morgan Stanley
New York
$13.7M +$4.84M +68,069 +60%
RC
10
RegentAtlantic Capital
New Jersey
$13.6M -$361K -5,076 -3%
U
11
UBS
Switzerland
$11.9M +$1.97M +27,708 +21%
JG
12
Jefferies Group
New York
$11.9M +$11.3M +158,341 New
TC
13
Telemus Capital
Michigan
$11.3M +$521K +7,336 +5%
BFPW
14
BOK Financial Private Wealth
Colorado
$10.4M -$224K -3,154 -2%
JMPWA
15
JP Morgan Private Wealth Advisors
California
$10.2M +$256K +3,601 +3%
MAA
16
Managed Account Advisors
New Jersey
$9.44M -$5.69M -80,087 -39%
HSA
17
HBK Sorce Advisory
Pennsylvania
$7.88M +$55.7K +783 +0.8%
LPL Financial
18
LPL Financial
California
$7.85M +$1.3M +18,339 +21%
AA
19
Alesco Advisors
New York
$7.27M +$82.5K +1,160 +1%
MBT
20
Monroe Bank & Trust
Michigan
$6.94M +$165K +2,322 +3%
AP
21
Advisors Preferred
Maryland
$5.97M +$5.64M +79,331 New
DY
22
Dowling & Yahnke
California
$5.2M -$439K -6,172 -8%
TCM
23
Twele Capital Management
Minnesota
$4.97M -$99K -1,393 -2%
CBU
24
CIBC Bank USA
Illinois
$4.24M +$1.51M +21,235 +60%
MOACM
25
Mutual of America Capital Management
New York
$3.98M +$513K +7,216 +16%

IWC Hedge Fund Activity: Q4 2013 in Review

136 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q4 2013, worth a combined $462M — up 27% from $364M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new IWC positions and 7 closed out — a net gain of 20 holders — while 49 added to existing stakes and 38 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $15.3M. The largest seller was QS Investors, cutting an estimated $22M.

  • 136 institutional investors held iShares Micro-Cap ETF (IWC) as of Q4 2013, up from 117 in Q3 2013.
  • Funds reported $462M of iShares Micro-Cap ETF stock for Q4 2013, up 27% quarter-over-quarter.
  • 27 funds opened new iShares Micro-Cap ETF positions in Q4 2013 and 7 closed out, a net change of +20 holders.
  • The largest iShares Micro-Cap ETF buyer in Q4 2013 was JP Morgan Chase, an estimated $15.3M added.
  • The largest iShares Micro-Cap ETF seller in Q4 2013 was QS Investors, an estimated $22M sold.

Based on aggregated 13F filings for Q4 2013.