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iShares Micro-Cap ETF

128 hedge funds and large institutions have $438M invested in iShares Micro-Cap ETF in 2015 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 57 increasing their positions, 35 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 35

6.57% more ownership

Funds ownership: 48.81%55.37% (+6.6%)

1% more call options, than puts

Call options by funds: $1.48M | Put options by funds: $1.46M

5% less funds holding

Funds holding: 135128 (-7)

17% less capital invested

Capital invested by funds: $529M → $438M (-$90.4M)

24% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 21

50% less funds holding in top 10

Funds holding in top 10: 84 (-4)

Holders
128
Holders Change
-7
Holders Change %
-5.19%
% of All Funds
3.57%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.11%
New
16
Increased
57
Reduced
35
Closed
21
Calls
$1.48M
Puts
$1.46M
Net Calls
+$21K
Net Calls Change
-$150K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$49.9M +$7.89M +103,531 +17%
CSIA
2
Charles Schwab Investment Advisory
California
$43.8M +$155K +2,030 +0.3%
QI
3
QS Investors
New York
$42.8M +$429K +5,628 +0.9%
Wells Fargo
4
Wells Fargo
California
$38.7M +$34.4K +451 +0.1%
Creative Planning
5
Creative Planning
Kansas
$26.6M +$8.51M +111,600 +41%
EA
6
Efficient Advisors
Ohio
$16.8M -$214K -2,805 -1%
Morgan Stanley
7
Morgan Stanley
New York
$14.7M -$401K -5,253 -2%
Goldman Sachs
8
Goldman Sachs
New York
$14.2M +$1.59M +20,791 +11%
UBS Group
9
UBS Group
Switzerland
$12.4M -$60.2K -789 -0.4%
RC
10
RegentAtlantic Capital
New Jersey
$11.4M -$177K -2,321 -1%
AA
11
Alesco Advisors
New York
$11.1M +$592K +7,770 +5%
OCM
12
One Capital Management
California
$10.6M +$688K +9,021 +6%
BFPW
13
BOK Financial Private Wealth
Colorado
$9.98M +$1.01M +13,269 +10%
TAIM
14
TD Ameritrade Investment Management
Nebraska
$8.73M +$297K +3,900 +3%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$7.82M +$526K +6,899 +7%
Citigroup
16
Citigroup
New York
$7.32M -$1.6K -21 -0%
MBT
17
Monroe Bank & Trust
Michigan
$6.07M -$78.7K -1,032 -1%
UOC
18
UBS O'Connor
Illinois
$5.49M +$6M +78,750 New
CBU
19
CIBC Bank USA
Illinois
$4.99M -$319K -4,186 -6%
DY
20
Dowling & Yahnke
California
$4.95M +$284K +3,725 +6%
TFA
21
Toth Financial Advisory
Virginia
$3.92M +$2.06K +27 +0%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$3.74M +$251K +3,290 +7%
Charles Schwab
23
Charles Schwab
California
$3.69M +$79.7K +1,045 +2%
PA
24
Parkside Advisors
California
$3.39M +$4.73K +62 +0.1%
TFA
25
Transamerica Financial Advisors
Florida
$3.33M +$3.51M +45,997 +2,754%

IWC Hedge Fund Activity: Q3 2015 in Review

128 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2015, worth a combined $438M — down 17% from $529M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of IWC and 16 opened new positions — a net loss of 5 holders — while 35 trimmed existing stakes and 57 added.

The largest buyer was Creative Planning, adding an estimated $8.51M. The largest seller was Ladenburg Thalmann Financial Services, cutting an estimated $9.89M.

  • 128 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2015, down from 135 in Q2 2015.
  • Funds reported $438M of iShares Micro-Cap ETF stock for Q3 2015, down 17% quarter-over-quarter.
  • 16 funds opened new iShares Micro-Cap ETF positions in Q3 2015 and 21 closed out, a net change of -5 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2015 was Creative Planning, an estimated $8.51M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2015 was Ladenburg Thalmann Financial Services, an estimated $9.89M sold.

Based on aggregated 13F filings for Q3 2015.