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iShares Micro-Cap ETF

143 hedge funds and large institutions have $421M invested in iShares Micro-Cap ETF in 2016 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 38 increasing their positions, 58 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 16

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

6% more capital invested

Capital invested by funds: $397M → $421M (+$23.6M)

5% more funds holding

Funds holding: 136143 (+7)

2.44% less ownership

Funds ownership: 51.75%49.31% (-2.4%)

34% less repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 58

59% less call options, than puts

Call options by funds: $481K | Put options by funds: $1.18M

Holders
143
Holders Change
+7
Holders Change %
+5.15%
% of All Funds
3.58%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
26
Increased
38
Reduced
58
Closed
16
Calls
$481K
Puts
$1.18M
Net Calls
-$695K
Net Calls Change
+$1.02M
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$54.9M -$2.45M -30,461 -5%
QI
2
QS Investors
New York
$46.9M -$3.32M -41,375 -7%
Wells Fargo
3
Wells Fargo
California
$30.5M +$32.8K +409 +0.1%
Bank of America
4
Bank of America
North Carolina
$23.8M -$2.97M -37,024 -12%
EA
5
Efficient Advisors
Ohio
$18.8M -$1.51M -18,778 -8%
Morgan Stanley
6
Morgan Stanley
New York
$16.9M +$1.99M +24,762 +14%
OCM
7
One Capital Management
California
$13.3M -$224K -2,785 -2%
RC
8
RegentAtlantic Capital
New Jersey
$12.6M -$347K -4,321 -3%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$12.1M +$10.3M +128,802 +1,072%
BFPW
10
BOK Financial Private Wealth
Colorado
$12M +$208K +2,589 +2%
AA
11
Alesco Advisors
New York
$11.5M -$3.99M -49,697 -27%
DY
12
Dowling & Yahnke
California
$10.4M -$352K -4,378 -3%
UBS Group
13
UBS Group
Switzerland
$9.68M +$4.22M +52,542 +87%
Creative Planning
14
Creative Planning
Kansas
$9.32M -$696K -8,663 -7%
MBT
15
Monroe Bank & Trust
Michigan
$8.62M -$661K -8,236 -8%
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$7.95M -$1.01M -12,521 -11%
SAM
17
Silvercrest Asset Management
New York
$6.36M -$32.1K -400 -0.5%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$6.11M -$9.63M -119,888 -63%
Charles Schwab
19
Charles Schwab
California
$4.62M -$483K -6,018 -10%
WMG
20
WESCAP Management Group
California
$4.56M -$14.5K -181 -0.3%
TAIM
21
TD Ameritrade Investment Management
Nebraska
$4.56M -$519K -6,465 -11%
JWS
22
Juncture Wealth Strategies
Arizona
$4.22M +$350K +4,358 +10%
PA
23
Parkside Advisors
California
$3.76M -$246K -3,060 -7%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$3.65M +$1.03M +12,837 +43%
SMC
25
Smith, Moore & Co
Missouri
$3.5M +$19.8K +246 +0.6%

IWC Hedge Fund Activity: Q4 2016 in Review

143 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q4 2016, worth a combined $421M — up 5.9% from $397M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new IWC positions and 16 closed out — a net gain of 10 holders — while 38 added to existing stakes and 58 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $10.3M. The largest seller was Royal Bank of Canada, cutting an estimated $9.63M.

  • 143 institutional investors held iShares Micro-Cap ETF (IWC) as of Q4 2016, up from 136 in Q3 2016.
  • Funds reported $421M of iShares Micro-Cap ETF stock for Q4 2016, up 5.9% quarter-over-quarter.
  • 26 funds opened new iShares Micro-Cap ETF positions in Q4 2016 and 16 closed out, a net change of +10 holders.
  • The largest iShares Micro-Cap ETF buyer in Q4 2016 was Commonwealth Equity Services, an estimated $10.3M added.
  • The largest iShares Micro-Cap ETF seller in Q4 2016 was Royal Bank of Canada, an estimated $9.63M sold.

Based on aggregated 13F filings for Q4 2016.