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iShares Micro-Cap ETF

157 hedge funds and large institutions have $389M invested in iShares Micro-Cap ETF in 2020 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 33 increasing their positions, 71 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more call options, than puts

Call options by funds: $697K | Put options by funds: $290K

2% more capital invested

Capital invested by funds: $383M → $389M (+$6.28M)

0.59% less ownership

Funds ownership: 53.8%53.21% (-0.59%)

3% less funds holding

Funds holding: 162157 (-5)

22% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 23

54% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 71

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

Holders
157
Holders Change
-5
Holders Change %
-3.09%
% of All Funds
3.17%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
18
Increased
33
Reduced
71
Closed
23
Calls
$697K
Puts
$290K
Net Calls
+$407K
Net Calls Change
+$163K
Name Holding Trade Value Shares
Change
Change in
Stake
MFM
1
MD Financial Management
Ontario, Canada
$54.3M -$173K -1,895 -0.3%
Bank of America
2
Bank of America
North Carolina
$24.2M -$59.7K -654 -0.2%
HHGA
3
Halbert Hargrove Global Advisors
California
$19.2M -$398K -4,359 -2%
AAS
4
Avantax Advisory Services
Texas
$17.2M +$2.42M +26,567 +16%
OCM
5
One Capital Management
California
$17M +$517K +5,666 +3%
AA
6
Alesco Advisors
New York
$12.8M -$750K -8,219 -5%
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$12.1M -$636K -6,976 -5%
EA
8
Efficient Advisors
Ohio
$12M -$735K -8,061 -6%
DY
9
Dowling & Yahnke
California
$11.5M -$141K -1,550 -1%
Wells Fargo
10
Wells Fargo
California
$11M -$1.07M -11,695 -9%
EWM
11
Empirical Wealth Management
Washington
$10.5M +$157K +1,726 +2%
RC
12
RegentAtlantic Capital
New Jersey
$10.4M -$261K -2,860 -2%
Morgan Stanley
13
Morgan Stanley
New York
$9.75M -$329K -3,611 -3%
AFG
14
Arkansas Financial Group
Arkansas
$9.5M -$83.1K -911 -0.9%
CL
15
CPWM LLC
Washington
$7.01M +$359K +3,937 +5%
Mercer Global Advisors
16
Mercer Global Advisors
Colorado
$6.91M -$187K -2,052 -3%
Creative Planning
17
Creative Planning
Kansas
$6.68M -$360K -3,949 -5%
Citadel Advisors
18
Citadel Advisors
Florida
$6.42M -$753K -8,260 -10%
HighTower Advisors
19
HighTower Advisors
Illinois
$6.33M -$359K -3,940 -5%
TAIM
20
TD Ameritrade Investment Management
Nebraska
$5.87M -$375K -4,108 -6%
SC
21
Schoolcraft Capital
Colorado
$5.72M +$69K +756 +1%
UBS Group
22
UBS Group
Switzerland
$5.65M -$88.4K -969 -2%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$5.59M -$1.66M -18,148 -23%
CPIG
24
Chicago Partners Investment Group
Illinois
$5.11M +$186K +2,038 +4%
Fidelity International
25
Fidelity International
Bermuda
$4.45M

IWC Hedge Fund Activity: Q3 2020 in Review

157 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2020, worth a combined $389M — up 1.6% from $383M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of IWC and 18 opened new positions — a net loss of 5 holders — while 71 trimmed existing stakes and 33 added.

The largest buyer was Avantax Advisory Services, adding an estimated $2.42M. The largest seller was Envestnet Asset Management, cutting an estimated $2.61M.

  • 157 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2020, down from 162 in Q2 2020.
  • Funds reported $389M of iShares Micro-Cap ETF stock for Q3 2020, up 1.6% quarter-over-quarter.
  • 18 funds opened new iShares Micro-Cap ETF positions in Q3 2020 and 23 closed out, a net change of -5 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2020 was Avantax Advisory Services, an estimated $2.42M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2020 was Envestnet Asset Management, an estimated $2.61M sold.

Based on aggregated 13F filings for Q3 2020.