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iShares Micro-Cap ETF

204 hedge funds and large institutions have $721M invested in iShares Micro-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 64 increasing their positions, 60 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $9.25M | Put options by funds: $5.7M

7% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 60

0.12% more ownership

Funds ownership: 57.53%57.65% (+0.12%)

4% less capital invested

Capital invested by funds: $755M → $721M (-$33.1M)

7% less funds holding

Funds holding: 220204 (-16)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

42% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 26

Holders
204
Holders Change
-16
Holders Change %
-7.27%
% of All Funds
3.57%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
15
Increased
64
Reduced
60
Closed
26
Calls
$9.25M
Puts
$5.7M
Net Calls
+$3.55M
Net Calls Change
-$5.6M
Name Holding Trade Value Shares
Change
Change in
Stake
MFM
1
MD Financial Management
Ontario, Canada
$68.3M +$2.74M +18,884 +4%
Morgan Stanley
2
Morgan Stanley
New York
$53.9M +$7.65M +52,666 +16%
Bank of America
3
Bank of America
North Carolina
$45.9M -$652K -4,488 -1%
HHGA
4
Halbert Hargrove Global Advisors
California
$28.6M -$884K -6,084 -3%
OCM
5
One Capital Management
California
$25.7M +$340K +2,338 +1%
SI
6
Stephens Inc
Arkansas
$22.7M -$2.2M -15,179 -9%
AAS
7
Avantax Advisory Services
Texas
$21.2M +$109K +749 +0.5%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$20.8M -$3.76M -25,870 -15%
Bank of Montreal
9
Bank of Montreal
Ontario, Canada
$20.1M +$1.38M +9,482 +8%
Wells Fargo
10
Wells Fargo
California
$19.4M +$1.52M +10,442 +8%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$18.2M +$176K +1,210 +1%
Goldman Sachs
12
Goldman Sachs
New York
$16.4M
AA
13
Alesco Advisors
New York
$15.9M +$69K +475 +0.4%
EWM
14
Empirical Wealth Management
Washington
$14.5M -$441K -3,033 -3%
RC
15
RegentAtlantic Capital
New Jersey
$14.2M -$120K -824 -0.8%
JP Morgan Chase
16
JP Morgan Chase
New York
$13.9M -$78.9K -543 -0.6%
AFG
17
Arkansas Financial Group
Arkansas
$13.7M +$1.19M +8,220 +9%
EA
18
Efficient Advisors
Ohio
$13.1M -$1.28M -8,810 -9%
Citadel Advisors
19
Citadel Advisors
Florida
$12.6M +$454K +3,126 +4%
JMPWA
20
JP Morgan Private Wealth Advisors
California
$11.8M +$256K +1,762 +2%
CL
21
CPWM LLC
Washington
$11.5M +$284K +1,952 +3%
Creative Planning
22
Creative Planning
Kansas
$10.5M +$1.32M +9,076 +14%
UBS Group
23
UBS Group
Switzerland
$10.4M +$223K +1,535 +2%
Osaic Holdings
24
Osaic Holdings
Arizona
$9.98M -$962K -6,625 -9%
HighTower Advisors
25
HighTower Advisors
Illinois
$9.83M -$259K -1,785 -3%

IWC Hedge Fund Activity: Q3 2021 in Review

204 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2021, worth a combined $721M — down 4.4% from $755M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of IWC and 15 opened new positions — a net loss of 11 holders — while 60 trimmed existing stakes and 64 added.

The largest buyer was Morgan Stanley, adding an estimated $7.65M. The largest seller was Mercer Global Advisors, cutting an estimated $7.31M.

  • 204 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2021, down from 220 in Q2 2021.
  • Funds reported $721M of iShares Micro-Cap ETF stock for Q3 2021, down 4.4% quarter-over-quarter.
  • 15 funds opened new iShares Micro-Cap ETF positions in Q3 2021 and 26 closed out, a net change of -11 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2021 was Morgan Stanley, an estimated $7.65M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2021 was Mercer Global Advisors, an estimated $7.31M sold.

Based on aggregated 13F filings for Q3 2021.