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iShares Micro-Cap ETF

117 hedge funds and large institutions have $364M invested in iShares Micro-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 44 increasing their positions, 27 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 4

67% more call options, than puts

Call options by funds: $514K | Put options by funds: $308K

63% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 27

21% more funds holding

Funds holding: 97117 (+20)

0.07% more ownership

Funds ownership: 46.34%46.41% (+0.07%)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

43% less capital invested

Capital invested by funds: $643M → $364M (-$279M)

Holders
117
Holders Change
+20
Holders Change %
+20.62%
% of All Funds
3.79%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.16%
New
26
Increased
44
Reduced
27
Closed
4
Calls
$514K
Puts
$308K
Net Calls
+$206K
Net Calls Change
-$838K
Name Holding Trade Value Shares
Change
Change in
Stake
QI
1
QS Investors
New York
$38M +$14.1M +214,048 +63%
Bank of America
2
Bank of America
North Carolina
$36M +$5.82M +88,125 +20%
CSIA
3
Charles Schwab Investment Advisory
California
$35.4M +$418K +6,334 +1%
Wells Fargo
4
Wells Fargo
California
$26.3M +$6M +90,774 +31%
EA
5
Efficient Advisors
Ohio
$17M -$190K -2,876 -1%
MAA
6
Managed Account Advisors
New Jersey
$14.1M -$1.18M -17,813 -8%
RC
7
RegentAtlantic Capital
New Jersey
$12.8M -$319K -4,835 -3%
JP Morgan Chase
8
JP Morgan Chase
New York
$12.3M +$1.36M +20,575 +13%
TC
9
Telemus Capital
Michigan
$9.77M +$9.43M +142,713 New
BFPW
10
BOK Financial Private Wealth
Colorado
$9.74M -$452K -6,836 -5%
JMPWA
11
JP Morgan Private Wealth Advisors
California
$9.02M +$8.45K +128 +0.1%
U
12
UBS
Switzerland
$8.97M +$241K +3,650 +3%
Goldman Sachs
13
Goldman Sachs
New York
$8.94M -$9.91M -149,997 -53%
Morgan Stanley
14
Morgan Stanley
New York
$7.79M +$350K +5,299 +5%
Citigroup
15
Citigroup
New York
$7.31M +$408K +6,170 +6%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$7.27M +$6.46M +97,741 +1,131%
HSA
17
HBK Sorce Advisory
Pennsylvania
$7.13M -$6.98M -105,623 -50%
AA
18
Alesco Advisors
New York
$6.55M -$240K -3,628 -4%
MBT
19
Monroe Bank & Trust
Michigan
$6.17M +$169K +2,555 +3%
LPL Financial
20
LPL Financial
California
$5.98M +$2.43M +36,757 +74%
DY
21
Dowling & Yahnke
California
$5.16M -$187K -2,833 -4%
TCM
22
Twele Capital Management
Minnesota
$4.63M
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$3.87M -$202K -3,058 -5%
TFA
24
Toth Financial Advisory
Virginia
$3.34M +$77.7K +1,177 +2%
Jane Street
25
Jane Street
New York
$3.31M +$3.2M +48,405 New

IWC Hedge Fund Activity: Q3 2013 in Review

117 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2013, worth a combined $364M — down 43% from $643M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new IWC positions and 4 closed out — a net gain of 22 holders — while 44 added to existing stakes and 27 trimmed.

The largest buyer was QS Investors, adding an estimated $14.1M. The largest seller was Goldman Sachs, cutting an estimated $9.91M.

  • 117 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2013, up from 97 in Q2 2013.
  • Funds reported $364M of iShares Micro-Cap ETF stock for Q3 2013, down 43% quarter-over-quarter.
  • 26 funds opened new iShares Micro-Cap ETF positions in Q3 2013 and 4 closed out, a net change of +22 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2013 was QS Investors, an estimated $14.1M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2013 was Goldman Sachs, an estimated $9.91M sold.

Based on aggregated 13F filings for Q3 2013.